IN RE THE ADOPTION OF BABY Z.
(SC 15868)
(SC 15869)
Callahan, C. J., and Borden, Berdon, Norcott, Katz, Palmer and
McDonald, Js.
SYLLABUS
By statute (§ 45a-727 [a] [1]), the jurisdiction of the Probate
Court over adoption applications is limited to those supported by
adoption agreements -- statutory parent adoption agreements,
stepparent adoption agreements and blood relative adoption
agreements -- authorized by a related statute (§ 45a-724 [a]).
Initiation of a statutory parent adoption proceeding under § 45a-727 (a) (1) is contingent on the appointment of a statutory parent,
which may be either the commissioner of children and families or a
child-placing agency. Furthermore, the jurisdiction of the Probate
Court to accept a statutory parent adoption application is limited,
pursuant to § 45a-727 (a) (3), by the requirement that the child
have been placed for adoption by the commissioner or a child-placing agency, unless the adoption review board exercises its
statutory (§ 45a-764) authority to waive the placement requirement.
The plaintiffs, A and M, unrelated women who had lived together for
more than ten years and who had planned for the birth of a child,
Z, conceived by artificial insemination and born to A, sought, by
way of an adoption application, to have M declared the adoptive
parent of Z without termination of A's parental rights. After the
adoption review board denied an application by the Probate Court
for waiver of the § 45a-724 (a) requirement of a statutory parent
adoption agreement, the plaintiffs filed both a probate appeal and
an administrative appeal to the Superior Court. The Superior Court
dismissed the probate appeal on the ground that the board's
decision was not an order or decree of a court of probate
appealable pursuant to statute (§ 45a-186 [a]). With regard to the
administrative appeal, the Superior Court impliedly determined that
the requirement of a statutory parent agreement could be waived and
it, therefore, remanded the case to the board for reconsideration
of the waiver application. The plaintiffs appealed from the
dismissal of the probate appeal, and the board appealed from the
judgment sustaining the administrative appeal.
With regard to the probate appeal, held that the board's decision
denying the waiver application was not cognizable in a probate
appeal because only the board, and not the Probate Court, has
jurisdiction to waive the § 45a-727 (a) (3) placement requirement
for a child who is the subject of a statutory parent adoption
application; furthermore, as determined by the Superior Court, the
board is an agency within the definition provided by the Uniform
Administrative Procedure Act (§ 4-166 [1]), and a party aggrieved
by a decision of the board may appeal pursuant to the applicable
provision (§ 4-183) of that act.
With regard to the administrative appeal, held:
1. The board lacked jurisdiction to consider the waiver application
submitted by the Probate Court in connection with the plaintiffs'
adoption application: while the legislature intended that the board
have the authority to waive the placement requirement for a child
who is the subject of a statutory parent adoption application if
the placement requirement is the reason that the Probate Court
cannot proceed with the adoption application, the legislature did
not intend that the board have authority to waive the requirement
that an adoption application be accompanied by a statutory parent,
stepparent or blood relative adoption agreement; furthermore, the
placement requirement of § 45a-727 (a) (3) does not apply to
adoption applications that, like the plaintiffs', are not supported
by a statutory parent adoption agreement, and § 45a-764 does not
give the board authority to consider an application for waiver of
the placement requirement if the underlying adoption application is
not supported by a statutory parent adoption agreement.
2. The plaintiffs' claims that denial of their adoption application
constituted a deprivation of their constitutional rights to due
process and equal protection could not be raised in the appeal
here; those claims did not address the validity of § 45a-764, the
waiver statute, but instead challenged the constitutionality of a
future order, rather than a final judgment, of the Superior Court.
(One justice concurring separately; one justice dissenting)
Argued May 26, 1998 -- officially released January 26, 1999
PROCEDURAL HISTORY
Appeal, in the first case, by the petitioners from a decision
by the Probate Court in the district of Ledyard on an appeal from
a decision by the respondent adoption review board, brought to the
Superior Court in the judicial district of New London at Norwich,
where the court, Handy, J., granted the respondent adoption review
board's motion to dismiss and rendered judgment thereon, from which
the petitioners appealed. Affirmed.
Appeal, in the second case, by the petitioners from a decision
by the respondent adoption review board denying the application by
the Probate Court in the district of Ledyard for a waiver of the
adoption placement requirement pursuant to General Statutes § 45a-764, brought to the Superior Court in the judicial district of New
London at Norwich and tried to the court, Handy, J.; judgment for
the petitioners granting the appeal and remanding the case to the
respondent adoption review board for further proceedings, from
which the respondent adoption review board appealed. Reversed;
further proceedings.
Jane A. Rothchild and Jennifer Middleton, pro hac vice, with
whom was Philip D. Tegeler, for the appellants in Docket No. 15868,
appellees in Docket No. 15869 (petitioners).
Susan Quinn Cobb, assistant attorney general, with whom, on
the brief, were Richard Blumenthal, attorney general, and Carolyn
K. Querijero, assistant attorney general, for the appellee in
Docket No. 15868, appellant in Docket No. 15869 (respondent).
David J. Elliott, John C. Glezen, Allan B. Taylor and Lynn A.
Kappelman, filed a brief for the National Association of Social
Workers et al. as amici curiae in Docket No. 15869.
OPINION
CALLAHAN, C. J. These two appeals arise from an adoption
application filed in the Probate Court by the petitioners, Anne and
Malinda (hereinafter plaintiffs).See footnote 1 The following facts and
procedural history are undisputed. The plaintiffs, two unrelated
women, have lived together for more than ten years. In re Baby Z.,
45 Conn. Sup. 33, 34, 699 A.2d 1065 (1996). Together, they planned
for the birth of Baby Z., who was conceived by artificial
insemination and born to Anne on May 10, 1992.See footnote 2 Id. Since that
time, the plaintiffs have shared parental responsibilities for Baby
Z. Id.
On November 24, 1993, the plaintiffs submitted an adoption
application to the Probate Court for the district of Ledyard.See footnote 3 In
the application, Anne, acting as Baby Z.'s sole legal parent,
petitioned the Probate Court to declare Malinda the adoptive parent
of Baby Z. without terminating Anne's parental rights. Id., 34.
The Probate Court concluded that the proposed adoption did not
comply with any of the existing statutory provisions for adoption
and denied the plaintiffs' adoption application. In re Baby Z.,
Probate Court, district of Ledyard (May 12, 1994) 5.
Pursuant to General Statutes § 45a-186 (a),See footnote 4 the plaintiffs
appealed from the Probate Court's judgment to the Superior Court.See footnote 5
In their appeal, the plaintiffs claimed that the Probate Court had
concluded improperly that the adoption statutes did not authorize
adoptions in the plaintiffs' circumstances, and that the Probate
Court's judgment denying their adoption application "raise[d]
serious constitutional problems . . . ."See footnote 6 In re Baby Z., supra,
45 Conn. Sup. 38. On appeal, the Superior Court, Austin, J.,
determined that the proposed adoption would be in Baby Z.'s best
interest. Id., 41. The court also concluded that the plaintiffs'
application for the adoption of Baby Z. did not fall within any of
the three categories of adoptions, i.e., statutory parent,See footnote 7
stepparent or blood relative adoptions, permitted by General
Statutes § 45a-724 (a).See footnote 8 The court further concluded, however,
that General Statutes § 45a-764See footnote 9 gives the adoption review board
(board) authority to waive the requirement under § 45a-724 (a) (1)
that only a statutory parent may give a child in adoption to an
adult who, like Malinda, is neither the spouse of the child's sole
legal parent nor the child's blood relative. Id.; see also General
Statutes § 45a-724 (a) (2) (stepparent adoptions); General Statutes
§ 45a-724 (a) (3) (blood relative adoptions). Observing that
stepparent adoptions pursuant to § 45a-724 (a) (2) proceed without
disturbing the parental rights of the child's sole legal parent,
the Superior Court further concluded that, upon the board's
granting of a waiver of the statutory parent requirement of § 45a-724 (a) (1), the proposed adoption could proceed without
terminating Anne's parental rights. In re Baby Z., supra, 45 Conn.
Sup. 42. The Superior Court, therefore, remanded the case to the
Probate Court with direction to submit an application to the board
for a waiver of the statutory parent requirement of § 45a-724 (a)
(1), and thereafter to grant the proposed adoption upon receipt of
a waiver. Id., 51_52. Noting that the plaintiffs' adoption
application was not being denied, the court concluded that it was
not necessary to address the plaintiffs' constitutional claims at
that time. Id., 53.See footnote 10
The Probate Court thereafter submitted a waiver application to
the board pursuant to § 45a-764 (b). See In re Baby Z., Superior
Court, judicial district of New London at Norwich, Docket No.
CV960110941S (September 17, 1997) 10. After a properly noticed
hearing, however, the board concluded that it did not have the
jurisdiction to consider or the authority to grant the Probate
Court's application for waiver of the statutory parent requirement.
Id., 10_11. The board consequently denied the court's waiver
application. Id.
The plaintiffs subsequently brought two appeals to the
Superior Court from the decision of the board: a probate appeal to
the Superior Court for the judicial district of New London at
Norwich pursuant to § 45a-186 (a); and an administrative appeal to
the same court pursuant to General Statutes § 4-183 (a).See footnote 11 The
Superior Court, Handy, J., sitting as a court of probate, dismissed
the plaintiffs' probate appeal on the grounds that the board's
decision did not constitute an order or decree of a court of
probate as required by § 45a-186 (a), and consequently was not
reviewable as such.
In their administrative appeal from the decision of the board
pursuant to § 4-183 (a), the plaintiffs claimed, inter alia, that
in denying the waiver application, the board had exceeded its
authority and also had deprived them, and Baby Z., of certain
constitutional rights.See footnote 12 In re Baby Z., supra, Docket No. CV96
0110941S, 7_8. The Superior Court, Handy, J., concluded that the
plaintiffs had failed to brief their constitutional claims, and
that, consequently, those claims had been abandoned. Id., 8 n.4.
The Superior Court further concluded, however, that the board had
jurisdiction to waive the requirement that Baby Z. be placed for
adoption by the commissioner of children and families
(commissioner) or a child-placing agency, and impliedly concluded
that the statutory parent requirement also could be waived. Id.,
20. Consequently, the court remanded the case to the board with
direction to the board to reconsider the waiver application. Id.,
20_21.
Three appeals ensued: (1) the plaintiffs appealed to the
Appellate Court from the judgment of the Superior Court dismissing
their probate appeal; (2) the board appealed to the Appellate Court
from the judgment of the Superior Court sustaining the plaintiffs'
administrative appeal; and (3) the plaintiffs cross appealed from
the latter judgment, challenging the court's determination that
they had abandoned their constitutional claims. Acting sua sponte,
the Appellate Court ordered that the probate and administrative
appeals be heard together. We subsequently transferred both of
those appeals to this court pursuant to Practice Book § 4023, now
§ 65-1, and General Statutes § 51-199 (c).
Thereafter, the board moved for the dismissal of the
plaintiffs' cross appeal from the judgment of the Superior Court on
the ground that the plaintiffs were not aggrieved by that decision.
See General Statutes § 4-183 (a). The plaintiffs then moved for
permission to file a late preliminary statement of issues in order
to raise their constitutional claims as alternate grounds for
affirmance of the judgment of the Superior Court. See Practice
Book § 4013 (a) (1), now § 63-4 (a) (1). We granted both motions.
I
THE PROBATE APPEAL
The plaintiffs appeal from the judgment of the Superior Court
dismissing their probate appeal from the decision of the board,
purportedly pursuant to § 45a-186 (a). Specifically, the
plaintiffs maintain that the Superior Court improperly concluded
that: (1) the board's order denying the waiver application
submitted to the board by the Probate Court is not an "order,
denial or decree of a court of probate" as required by § 45a-186
(a); and (2) the board is an "agency" within the meaning of General
Statutes § 4-166 (1)See footnote 13 of the Uniform Administrative Procedure Act
(UAPA) and that a party aggrieved by a final decision of the board
may appeal to the Superior Court from that decision pursuant to
§ 4-183 (a). We disagree with both of these claims.
A
The plaintiffs first maintain that the Superior Court
improperly concluded that a decision of the board does not
constitute an "order, denial or decree of a court of probate"
appealable pursuant to § 45a-186 (a). The powers and
responsibilities of the board are governed in relevant part by
General Statutes §§ 45a-763See footnote 14 and 45a-764. Section 45a-763
provides in relevant part: "(a) An Adoption Review Board is
established, to consist of the commissioner of children and
families or his designee, the [P]robate [C]ourt administrator or
his designee, and an officer of a child-placing agency which is
located in the state and licensed by the commissioner of children
and families, who shall be appointed by the governor to serve for
a term of four years from the date of his appointment. . . . (d)
The members of the board shall receive no compensation for their
services as such." Section 45a-764 provides in relevant part: "(a)
Notwithstanding the provisions of section 45a-727,See footnote 15 the Adoption
Review Board may, upon application, notice and hearing as
hereinafter provided, for cause shown that it is in the best
interests of the minor child, waive the requirement that the minor
child be placed by the commissioner of children and families or a
child-placing agency. (b) Any judge of probate who has had
presented to him an application for adoption which may not proceed
because the child has not been so placed may apply in writing to
the Adoption Review Board for a waiver of such requirement. (c)
Upon receipt of the application, the chairman . . . shall set a
time and place for a hearing and cause notice to be sent . . . to
the judge of probate and to all parties entitled to notice in the
adoption proceeding. . . . (e) . . . After hearing the evidence the
board may deny the application or approve the application . . . ."
(Emphasis added.)
Like the board, courts of probate are statutorily created.
See, e.g., General Statutes § 45a-18.See footnote 16 The similarity, however,
ends there. Unlike the members of the board, Probate Court judges
are not only elected; General Statutes § 45a-18; but also
compensated for their services. General Statutes § 45a-92.See footnote 17
Clearly, the board is a different genre from a court of probate.
Moreover, "[o]ur courts of probate have a limited jurisdiction and
can exercise only such powers as are conferred on them by statute.
. . . They have jurisdiction only when the facts exist on which the
legislature has conditioned the exercise of their power." (Internal
quotation marks omitted.) Castro v. Viera, 207 Conn. 420, 428, 541
A.2d 1216 (1988); Killen v. Klebanoff, 140 Conn. 111, 115, 98 A.2d
520 (1953); Palmer v. Reeves, 120 Conn. 405, 408_409, 182 A. 138
(1935). "`[A] court which exercises a limited and statutory
jurisdiction is without jurisdiction to act unless it does so under
the precise circumstances and in the manner particularly prescribed
by the enabling legislation.'" Marcus' Appeal from Probate, 199
Conn. 524, 528_29, 509 A.2d 1 (1986); Heiser v. Morgan Guaranty
Trust Co., 150 Conn. 563, 565, 192 A.2d 44 (1963). General
Statutes §§ 45a-725, 45a-726a, 45a-727, 45a-730, 45a-732, 45a-733,
45a-736 and 45a-737See footnote 18 address the powers and responsibilities of a
court of probate with respect to the adoption of a minor child.
None of those statutes either authorizes a court of probate to
waive the requirement of § 45a-727 (a) (3) that a child sought to
be adopted be placed for adoption by the commissioner or a child-placing agency, or provides for Probate Court review of a decision
of the board. Also, § 45a-727 (a) (3) explicitly refers to § 45a-764, the statute authorizing the board to grant such waivers.
Moreover, in cases in which a waiver is granted by the board, §
45a-764 (f) directs the court of probate to include "in the decree
[granting the adoption] a finding that the placement requirements
of § 45a-727 have been waived by the Adoption Review Board."
(Emphasis added.) We conclude, therefore, that the Probate Court
does not have jurisdiction to waive the requirement of § 45a-727
(a) that a child sought to be adopted be placed for adoption by the
commissioner or a child-placing agency. That decision is left to
the board. Thus, the board's denial of the waiver application
submitted to it by the Probate Court in connection with the
plaintiffs' adoption application does not constitute an "order,
denial or decree of a court of probate" as required for an appeal
to the Superior Court pursuant to § 45a-186 (a). Consequently, the
board's decision was not cognizable in a probate appeal.
B
The plaintiffs also maintain that the Superior Court
improperly determined that the board is an "agency" within the
meaning of § 4-166 (1) of the UAPA and that an appeal from a final
decision of the board may be taken, if at all, to the Superior
Court pursuant to § 4-183 (a) of the UAPA, rather than pursuant to
§ 45a-186 (a).See footnote 19 Section 4-166 (1) provides in relevant part:
"`Agency' means each state board . . . authorized by law . . . to
determine contested cases . . . ." Section 4-166 (2) provides in
relevant part: "`Contested case' means a proceeding . . . in which
the legal rights, duties or privileges of a party are required by
statute to be determined by an agency after an opportunity for
hearing or in which a hearing is in fact held . . . ."
"Three criteria are considered in determining contested case
status: (1) whether a legal right, duty or privilege is at issue,
(2) [that] is statutorily required to be determined by [an] agency,
(3) through an opportunity for a hearing . . . . Summit Hydropower
Partnership v. Commissioner of Environmental Protection, 226 Conn.
792, 800_801, 629 A.2d 367 (1993); Herman v. Division of Special
Revenue, 193 Conn. 379, 382, 477 A.2d 119 (1984)." (Internal
quotation marks omitted.) Board of Education v. State Board of
Education, 243 Conn. 772, 780, 709 A.2d 510 (1998). Section 45a-764 (a) authorizes the board "upon application, notice and hearing
. . . [to] waive the requirement that the minor child be placed by
the commissioner of children and families or a child-placing
agency." (Emphasis added.) Section 45a-764 (c) requires that "the
chairman of the board . . . set a time and place for a hearing and
cause notice to be sent by registered or certified mail to the
judge of probate and to all parties entitled to notice in the
adoption proceeding." (Emphasis added.) Section 45a-764 (e)
further provides: "Any party to the adoption proceedings shall
have the right to present such evidence as is deemed necessary and
relevant to the board. . . ."See footnote 20 (Emphasis added.) We conclude,
therefore, that a proceeding of the board constitutes a "contested
case" within the meaning of § 4-166 (2) and that the board is an
"agency" within the meaning of § 4-166 (1).
General Statutes § 4-185 (a) provides in relevant part: "This
chapter [the UAPA] applies to all agency proceedings commenced on
or after July 1, 1989. . . ." Consequently, because the board is an
agency within the meaning of § 4-166 (1), a party aggrieved by a
final decision of the board may appeal from such decision to the
Superior Court pursuant to § 4-183 (a). Accordingly, we affirm the
judgment of the Superior Court dismissing the plaintiffs' probate
appeal from the decision of the board.
II
THE ADMINISTRATIVE APPEAL
We turn, therefore, to the board's appeal from the Superior
Court's judgment sustaining the plaintiffs' administrative appeal
and reversing the board's determination that the board lacked
jurisdiction over the waiver application that the Probate Court
submitted in connection with the plaintiffs' adoption application.
The board contends that the Superior Court improperly concluded
that § 45a-764 grants the board authority to consider waiver
applications that are not supported by an underlying statutory
parent adoption agreement pursuant to § 45a-724 (a) (1). The
plaintiffs, however, recharacterizing the waiver application
submitted to the board by the Probate Court as an application for
waiver of the placement requirement of § 45a-727 (a), rather than
as an application for waiver of the statutory parent requirement of
§ 45a-724 (a) (1), argue that: (1) § 45a-764 gives the board the
jurisdiction to waive the placement requirement of § 45a-727 (a)
(3) even if the underlying adoption application is not a statutory
parent adoption application pursuant to § 45a-724 (a) (1); (2)
§ 45a-764 requires that the board waive the placement requirement
even without an underlying statutory parent adoption agreement, if
such waiver would be in the best interests of the child and not
contrary to public policy; and (3) upon receipt of the board's
waiver of the placement requirement, the Probate Court will have
authority, without a statutory parent having been appointed for
Baby Z. at that point, to issue a single order that simultaneously
terminates Anne's parental rights, appoints a statutory parent for
Baby Z. and declares Anne and Malinda to be Baby Z.'s legal
parents. We agree with the board.
As a threshold matter, we determine the applicable standard of
review. "Ordinarily, this court affords deference to the
construction of a statute applied by the administrative agency
empowered by law to carry out the statute's purposes. . . . [A]n
agency's factual and discretionary determinations are to be
accorded considerable weight by the courts." (Internal quotation
marks omitted.) Assn. of Not-for-Profit Providers for the Aging v.
Dept. of Social Services, 244 Conn. 378, 389, 709 A.2d 1116 (1998);
Connecticut Light & Power Co. v. Texas-Ohio Power, Inc., 243 Conn.
635, 642, 708 A.2d 202 (1998); Dept. of Administrative Services v.
Employees' Review Board, 226 Conn. 670, 678, 628 A.2d 957 (1993).
"Cases that present pure questions of law, however, invoke a
broader standard of review than is ordinarily involved in deciding
whether, in light of the evidence, the agency has acted
unreasonably, arbitrarily, illegally or in abuse of its
discretion." (Internal quotation marks omitted.) Assn. of Not-for-Profit Providers for the Aging v. Dept. of Social Services, supra,
389; Connecticut Light & Power Co. v. Texas-Ohio Power, Inc.,
supra, 642; Dept. of Administrative Services v. Employees' Review
Board, supra, 678. "Furthermore, when a state agency's
determination of a question of law has not previously been subject
to judicial scrutiny . . . the agency is not entitled to special
deference." (Internal quotation marks omitted.) Assn. of Not-for-Profit Providers for the Aging v. Dept. of Social Services, supra,
389; Connecticut Light & Power Co. v. Texas-Ohio Power, Inc.,
supra, 642; Dept. of Administrative Services v. Employees' Review
Board, supra, 678_79. The board's determination that § 45a-764
does not provide it jurisdiction over waiver applications that are
not supported by an underlying statutory parent adoption agreement
has not been subject previously to judicial review, and is a pure
question of law involving the interpretation of the relevant
statutory provisions. Consequently, we afford the conclusion of
the board no special deference.
A
"The adoption of a minor child, and the giving of it in
adoption to persons other than its natural parents, is a procedure,
and creates a status, unknown to the common law. Being of purely
statutory origin, a legal adoption results if the statutory
procedure is followed, but fails if any essential requirement of
the statute is not complied with." Goshkarian's Appeal, 110 Conn.
463, 465, 148 A. 379 (1930). This is because "[o]ur adoption
statutes embody significant substantive and procedural requirements
that the legislature has mandated must be met before one may become
an adoptive parent. . . . These requirements rest on important
public policies for the protection of all concerned -- the child,
the biological parents and the adoptive parents." (Citation
omitted.) Doe v. Doe, 244 Conn. 403, 453, 710 A.2d 1297 (1998). An
overview of the statutory scheme that governs adoptions in
Connecticut, therefore, is necessary to a resolution of the board's
claim that it lacked jurisdiction over the waiver application
submitted to the board by the Probate Court in connection with the
plaintiffs' adoption application.
Section 45a-724 provides in relevant part: "Who may give
child in adoption. (a) The following persons may give a child in
adoption: (1) A statutory parent appointed under the provisions of
section 17a-112, section 45a-717 or section 45a-718 may, by written
agreement, subject to the approval of the court of probate as
provided in section 45a-727, give in adoption to any adult person
any minor child of whom he is the statutory parent . . . . (2)
Subject to the approval of the court of probate as provided in
section 45a-727, any parent of a minor child may agree in writing
with his or her spouse that the spouse shall adopt or join in the
adoption of the child; if that parent is (A) the surviving parent
if the other parent has died; (B) the mother of a child born out of
wedlock, provided that if there is a putative father who has been
notified under the provisions of section 45a-716, the rights of the
putative father have been terminated; (C) a former single person
who adopted a child and thereafter married; or (D) the sole
guardian of the person of the child, if the other parent's parental
rights have been terminated or the other parent has been removed as
guardian of the person before October 1, 1973. (3) Subject to the
approval of the court of probate as provided in section 45a-727,
the guardian or guardians of the person of any minor child who is
free for adoption in accordance with section 45a-725 may agree in
writing with a blood relative [of the child] . . . that the blood
relative shall adopt the child. . . ."
Section 45a-727 (a) provides in relevant part: "(1) Each
adoption matter shall be instituted by filing an application in a
court of probate, together with the written agreement of adoption
. . . . (3) An application for the adoption of a minor child not
related to the adopting parents shall not be accepted by the court
of probate unless the child sought to be adopted has been placed
for adoption by the commissioner of children and families or a
child-placing agency, except as provided by section 45a-764, and
the placement for adoption has been approved by the commissioner or
a child-placing agency. . . ." (Emphasis added.)
Section 45a-764 (a) authorizes the board, "upon application,
notice and hearing . . . [to] waive the requirement that the minor
child be placed by the commissioner of children and families or a
child-placing agency." (Emphasis added.) Section 45a-764 (b)
provides that Probate Court judges who are presented "an
application for adoption which may not proceed because the child
has not been so placed" may apply in writing to the board for
waiver of such requirement. Section 45a-764 (g) provides: "No
such waiver may be granted if the board determines that the
adoption proceeding would violate the public policy of the state
against the obtaining of children by illegal means for adoption
purposes."
To summarize, four provisions of the adoption statutes are
relevant to this appeal. First, § 45a-724 (a) explicitly
authorizes only three types of adoption agreements: (1) agreements
by which a statutory parent agrees to have a minor child adopted by
an adult; (2) agreements by which a child's sole legal parent seeks
to have the child adopted by that parent's spouse; and (3)
agreements by which a guardian of the person of a minor child seeks
to have a child free for adoption adopted by a blood relative of
the child. Second, § 45a-727 (a) (1) requires that an adoption
proceeding be instituted by filing an adoption application
"together with the written agreement of adoption," and that the
written agreement then be approved by the Probate Court. Third,
§ 45a-727 (a) (3) provides that, except as provided in § 45a-764,
the Probate Court may not accept an adoption application that seeks
to have a child adopted by persons not related to the child unless
the child has been placed for adoption with the prospective
adoptive parent or parents either by the commissioner or by a
child-placing agency, and such placement has been approved by the
commissioner or by a child-placing agency. Finally, if the Probate
Court lacks authority to accept an adoption application because the
placement requirement of § 45a-727 (a) (3) has not been satisfied,
§ 45a-764 (b) provides that the Probate Court may submit an
application to the board for waiver of that placement requirement,
and § 45a-764 (a) authorizes the board to grant a waiver upon
determining that the waiver of the placement requirement would be
in the best interests of the child and not contrary to public
policy. Section 45a-764 makes no mention of a waiver of the
statutory parent or statutory parent agreement requirement.
B
Mindful of the relevant statutory provisions, we turn to the
board's claim that § 45a-764 only provides the board with authority
to waive the placement requirement of § 45a-727 (a) (3) with
respect to adoption applications that are accompanied by a
statutory parent adoption agreement pursuant to § 45a-724 (a) (1).
The board's subject matter jurisdiction is circumscribed by the
board's enabling legislation. "Administrative agencies [such as
the board] are tribunals of limited jurisdiction and their
jurisdiction is dependent entirely upon the validity of the
statutes vesting them with power and they cannot confer
jurisdiction upon themselves." (Internal quotation marks omitted.)
Hunnihan v. Mattatuck Mfg. Co., 243 Conn. 438, 443_44, 705 A.2d
1012 (1997); Castro v. Viera, supra, 207 Conn. 428. Resolution of
the jurisdictional issue presented in this appeal is, therefore, a
matter of statutory interpretation. In interpreting statutes, we
are guided by well established tenets of statutory construction.
"[O]ur fundamental objective is to ascertain and give effect to the
apparent intent of the legislature. . . . In seeking to discern
that intent, we look to the words of the statute itself, to the
legislative history and circumstances surrounding its enactment, to
the legislative policy it was designed to implement, and to its
relationship to existing legislation and common law principles
governing the same general subject matter." Poulos v. Pfizer,
Inc., 244 Conn. 598, 605, 711 A.2d 688 (1998); Connecticut National
Bank v. Giacomi, 242 Conn. 17, 32, 699 A.2d 101 (1997). Moreover,
although General Statutes § 45a-706See footnote 21 provides that certain
adoption statutes, particularly §§ 45a-724 and 45a-727, "shall be
liberally construed in the best interests of any child for whom a
petition has been filed under said sections," the best interests of
a child cannot transcend statutorily defined jurisdictional
boundaries. See Doe v. Doe, 244 Conn. 403, 423, 710 A.2d 1297
(1998) (court lacks jurisdiction to consider best interests of
child under General Statutes § 46b-59 unless statutory requirements
have been satisfied); Castagno v. Wholean, 239 Conn. 336, 339, 684
A.2d 1181 (1996) (same); see also Kinney v. State, 213 Conn. 54,
59, 566 A.2d 670 (1989); Castro v. Viera, supra, 435.
1
As with any issue of statutory interpretation, our initial
guide is the language of the operative statutory provisions.
Federal Deposit Ins. Corp. v. Peabody, N.E., Inc., 239 Conn. 93,
102, 680 A.2d 1321 (1996); Herbert S. Newman & Partners v. CFC
Construction Ltd. Partnership, 236 Conn. 750, 756, 674 A.2d 1313
(1996). Section 45a-724 (a) provides that "[t]he following persons
may give a child in adoption: (1) A statutory parent . . . may, by
written agreement . . . give in adoption to any adult person any
minor child . . . . (2) . . . [A]ny parent of a minor child may
agree in writing with his or her spouse that the spouse shall adopt
. . . the child . . . . (3) . . . [T]he guardian or guardians of
the person of any minor child who is free for adoption . . . may
agree in writing . . . that [a] blood relative shall adopt the
child. . . ." (Emphasis added.) Thus, the legislature has
provided explicitly for only three types of adoption agreements
under § 45a-724 (a). "Unless there is evidence to the contrary,
statutory itemization indicates that the legislature intended the
list to be exclusive." (Internal quotation marks omitted.) State v.
Breton, 235 Conn. 206, 251, 663 A.2d 1026 (1995); Westport Taxi
Service, Inc. v. Westport Transit District, 235 Conn. 1, 40, 664
A.2d 719 (1995); Bridgeport Hospital v. Commission on Human Rights
& Opportunities, 232 Conn. 91, 101, 653 A.2d 782 (1995); White Oak
Corp. v. Dept. of Transportation, 217 Conn. 281, 301, 585 A.2d 1199
(1991); see also State v. Kish, 186 Conn. 757, 766, 443 A.2d 1274
(1982) (statutory itemization indicates legislative intent to
exclude unenumerated items). Consequently, the language of § 45a-724 (a) clearly indicates that the legislature intended that all
adoption agreements conform to the statute's requirements.
Moreover, § 45a-727 (a) (1) provides that "[e]ach adoption
matter shall be instituted by filing an application in a court of
probate, together with the written agreement of adoption . . . ."
(Emphasis added.) The requirement that an adoption application be
accompanied by "the" written agreement of adoption, rather than by
"a" written agreement of adoption, strongly suggests that the
legislature intended that adoption proceedings be instituted by
filing, not only an adoption application, but also the written
adoption agreement mandated by § 45a-724 (a).
Furthermore, § 45a-727 (a) (3) provides that "[a]n application
for the adoption of a minor child not related to the adopting
parents shall not be accepted by the court of probate unless the
child . . . has been placed . . . by the commissioner of children
and families or a child-placing agency, except as provided by
section 45a-764, and the placement . . . has been approved by the
commissioner or a child-placing agency. . . ." (Emphasis added.)
Thus, both § 45a-727 (a) (1) and (3) employ the term "application."
"[T]he legislature is presumed to exercise its statutory authority
. . . with the intention of creating one consistent body of law. .
. . An identical term used in [statutory provisions] pertaining to
the same subject matter should not be read to have differing
meanings unless there is some indication from the legislature that
it intended such a result." (Citations omitted; internal
quotation marks omitted.) Board of Public Utilities Commissioners
v. Yankee Gas Services Co., 236 Conn. 287, 295, 672 A.2d 953
(1996). The language of §§ 45a-724 (a) and 45a-727 (a) (1)
indicates that the term "application" in § 45a-727 (a) (1) was
intended to refer to adoption applications that are accompanied by
the adoption agreements required by § 45a-724 (a). That suggests,
therefore, that the legislature intended that the placement
requirement of § 45a-727 (a) (3) apply only to adoption
"applications" that are supported by a written adoption agreement
pursuant to § 45a-724 (a) that seeks to have a child adopted by a
person or persons who are not related to the child.
Finally, § 45a-764 (a) provides that "[n]otwithstanding the
provisions of section 45a-727, the Adoption Review Board may . . .
waive the requirement that the minor child be placed by the
commissioner of children and families or a child-placing agency."
(Emphasis added.) Also, § 45a-764 (f) specifically provides that
if the placement requirement is waived, "there shall be included in
the [Probate Court's] decree [granting the adoption] a finding that
the placement requirements of section 45a-727 have been waived by
the Adoption Review Board." (Emphasis added.) The cross-references
between §§ 45a-727 and 45a-764 and the explicit reference in § 45a-764 (f) to waiver of the placement requirements of § 45a-727
indicate that the legislature intended that § 45a-764 (a) give the
board authority to waive only the placement requirement established
in § 45a-727 (a) (3). Moreover, § 45a-764 (b) provides: "Any
judge of probate who has had presented to him an application for
adoption which may not proceed because the child has not been so
placed may apply in writing to the Adoption Review Board for a
waiver of such requirement"; (emphasis added); further suggesting
that the legislature intended that the board's authority extend
only to cases in which the Probate Court cannot grant the adoption
application because the placement requirement of § 45a-727 (a) (3)
has not been satisfied, and that the board's authority was not
intended to extend to every case in which a child has been placed
for adoption by someone other than the commissioner or a child-placing agency.
To summarize, we conclude that the language of the relevant
adoption statutes clearly manifests the legislature's intention
that: (1) an adoption application be supported by either a
statutory parent adoption agreement, a stepparent adoption
agreement or a blood relative adoption agreement pursuant to § 45a-724 (a); (2) adoption applications that are accompanied by an
adoption agreement pursuant to § 45a-724 (a) seeking to have a
child adopted by persons unrelated to the child not be accepted by
the Probate Court unless the placement requirement of § 45a-727 (a)
(3) has been satisfied or waived; (3) § 45a-764 give the board
authority to waive the placement requirement of § 45a-727 (a), but
not the statutory parent requirement of § 45a-724 (a); and (4) the
jurisdiction of the board to waive the placement requirement be
limited to cases in which the placement requirement is the reason
that the Probate Court cannot proceed with the adoption
application.
2
We turn now to the next step in our analysis of the operative
statutory provisions -- specifically, the history of §§ 45a-727 (a)
(1), 45a-724 (a) and 45a-727 (a) (3), the relevant adoption
statutes that predate the establishment of the board in 1975.
Connecticut's first adoption law was enacted in 1864.See footnote 22 From that
time forward, the adoption statutes consistently have authorized
certain written adoption agreements and consistently have provided
for Probate Court approval of such written agreements.See footnote 23 We
previously have concluded that the requirement that a written
adoption agreement be submitted to a court of probate for approval
limits the jurisdiction of the Probate Court to adoption
applications that are supported by a statutorily authorized
adoption agreement. Killen v. Klebanoff, supra, 140 Conn. 115_16
("The fundamental basis of the [adoption] proceeding is the
[written adoption] agreement. If the purported agreement is void,
there is nothing which the Probate Court can approve. . . .
`[C]onsent lies at the foundation of statutes of adoption and when
it is required to be given and submitted the [Probate] Court cannot
take jurisdiction of the subject matter without it.'" [Emphasis
added.]); see also Johnson v. Terry, 34 Conn. 259, 263 (1867)
(adoption law "enables a parent under certain circumstances to
[give a child in adoption], and impliedly restrains him under all
others"). Thus, the requirement of § 45a-727 (a) (1) that "[e]ach
adoption matter shall be instituted by filing an application in a
court of probate, together with the written agreement of adoption";
(emphasis added); limits the subject matter jurisdiction of the
Probate Court to adoption applications that are supported by a
statutorily authorized adoption agreement.
The legislative history of § 45a-724 (a), which authorizes
statutory parent, stepparent and blood relative adoption
agreements, illuminates the legislature's intent regarding adoption
agreements. In 1971, Governor Thomas Meskill appointed a task
force to identify problems in Connecticut's adoption laws and to
develop recommendations for solving those problems. 16 H.R. Proc.,
Pt. 7, 1973 Sess., p. 3544, remarks of Representative Ronald Bard.
In its 1972 final report, the task force recommended that "three
separate stages for an adoption proceeding" be created. (Emphasis
added.) Report of the Governor's Task Force to Study the Adoption
Laws, January, 1972, p. 1. Those stages were: (1) termination of
parental rights; (2) appointment of a statutory parent; and (3)
adoption. Id., pp. 1_3. The task force further recommended that
a statutory parent "be the only person who can give [a] child in
adoption (except in step parent adoptions)." (Emphasis added.)
Id., p. 2.
The legislature responded to the task force's report by
enacting Public Acts 1973, No. 73-156 (P.A. 73-156).See footnote 24 16 S.
Proc., Pt. 3, 1973 Sess., p. 1433, remarks of Senator George
Guidera; Conn. Joint Standing Committee Hearings, Judiciary, 1974
Sess., p. 194, remarks of Judge Glenn Knierim, Probate Court
administrator for the state of Connecticut. Public Act 73-156,
§ 10, provides in relevant part: "The following persons may give
a child in adoption: (a) A statutory parentSee footnote 25 . . . may, by written
agreement, subject to the approval of the court of probate . . .
give in adoption to any adult person any minor child of whom he is
the statutory parent . . . . (b) When one of the . . . parents of
a minor child has died and the surviving parent has remarried . .
. or when one . . . parent has been removed as guardian of the
person of a minor child and the other . . . parent is the sole
guardian of the person of the minor child and has married a person
other than the parent who has been so removed, such . . . parent
may agree, in writing, subject to the approval of the [P]robate
[C]ourt . . . with the person with whom such remarriage or marriage
is contracted that such person shall adopt or join in the adoption
of [the minor] child . . . ." (Emphasis added.) During the
discussion, on the floor of the House of Representatives, of Senate
Bill No. 2287, which ultimately was enacted as P.A. 73-156,
Representative James F. Bingham remarked: "The bill clarifies the
jurisdiction of the [P]robate [C]ourt . . . [it] clearly defines
those persons who may give the child in adoption . . . ." 16 H.R.
Proc., supra, p. 3547. We conclude, therefore, that the
legislature intended that the exception set forth in P.A. 73-156,
§ 10 (b), for stepparent adoption agreements be the only exception
to the jurisdictional requirement under P.A. 73-156, § 10 (a), that
a statutory parent, by written agreement, give a child in adoption.
Moreover, in keeping with the task force's recommendation that
statutory parent adoption proceedings consist of three distinct
stages; see Report of the Governor's Task Force to Study the
Adoption Laws, January, 1972, p. 1; during that same discussion,
Bard remarked that "the [bill] provides three separate stages for
adoption proceedings, stage 1 . . . parental rights [would be]
terminated. . . . The next stage would be the employment of a
statutory parent . . . . The third stage would be the adoption."
(Emphasis added.) 16 H.R. Proc., supra, pp. 3545_46. We further
conclude, therefore, that the legislature intended that appointment
of a statutory parent take place prior to the institution of an
adoption proceeding and not as part of the actual adoption
proceeding itself.
"As with all new legislation . . . especially legislation as
[far] reaching as P.A. 73-156 there developed many technical
difficulties and oversights." Conn. Joint Standing Committee
Hearings, Judiciary, 1974 Sess., p. 194, remarks of Judge Knierim.
Consequently, in the following year, by enacting Public Acts 1974,
No. 74-164 (P.A. 74-164), § 9, the legislature amended the
jurisdictional requirement that an adoption proceeding be
instituted by an application supported by a statutory parent or
stepparent adoption agreement. Section 9 of the 1974 Public Act
provided in relevant part: "The following persons may give a child
in adoption: (a) A statutory parent . . . may, by written
agreement, subject to the approval of the court of probate . . .
give in adoption to any adult person any minor child of whom he is
the statutory parent . . . . (b) Subject to the approval of the
court of probate . . . any parent of a minor child who is (1) the
surviving parent when the other parent has died . . . or, (4) the
sole guardian of the person of said child, the other parent's
parental rights having been terminated . . . may agree in writing,
with the person to whom they are married that such person shall
adopt or join in the adoption of such child. (c) Subject to the
approval of the court of probate . . . the guardian . . . of the
person of any minor child who is free for adoption . . . may agree
in writing with a blood relative . . . that such blood relative
shall adopt such child. . . ."See footnote 26 (Emphasis added.) During the
committee hearing on House Bill No. 5735, which ultimately was
enacted as P.A. 74-164, Judge Knierim remarked that the bill
"retains the three major steps in the adoption process . . . (1)
termination of parental rights; (2) appointment of statutory
parent; and (3) the adoption proceeding. . . . As did P.A. 73-156
[the bill] carefully limits those persons who may apply for
adoption. A statutory parent . . . may apply. In addition, the
stepparent may apply in carefully defined situations. A
significant change, however, is the proposal that we allow a blood
relative to apply for adoption without using a statutory parent."
(Emphasis added.) Conn. Joint Standing Committee Hearings,
Judiciary, 1974 Sess., pp. 194_95. We conclude, therefore, that
the legislative history of P.A. 74-164 manifests the legislature's
intention that the exceptions for stepparent adoption agreements
and blood relative adoption agreements be the only two exceptions
to the requirement that a statutory parent, by written agreement,
give a child in adoption. We also conclude that the legislative
history of P.A. 74-164 manifests the legislature's intention that
appointment of a statutory parent be a condition precedent to
Probate Court jurisdiction over a statutory parent adoption
application.
The legislative history of the placement requirement of § 45a-727 (a) (3) provides further evidence of the legislature's intent
regarding the jurisdiction of the Probate Court. The requirement
that a child be placed for adoption by the commissioner or a child-placing agency first was enacted in 1957. Public Acts 1957, No.
203 (P.A. 203), § 1, provides in relevant part: "Except in the
case of (1) a child sought to be adopted by a step-parent, sister,
brother, aunt, uncle or grandparent or (2) a child received by the
proposed adopting parent from an agency outside this state with the
written consent of the welfare commissioner, no application shall
be accepted by the [P]robate [C]ourt unless the child sought to be
adopted has been placed for adoption by said commissioner after
being committed to him or by an agency licensed by said
commissioner . . . ." (Emphasis added.) During the discussion on
the Senate floor of House Bill No. 383, which ultimately was
enacted as P.A. 203, Senator Florence D. Finney explained the need
for the placement requirement: "[V]ery often the [P]robate [C]ourt
does not enter the picture until after the child has become a part
of the family. In [those] circumstances, it is very difficult for
a probate judge to deny the adoption even though there might be
doubts as to its being in the best interests of the child . . . ."
(Emphasis added.) 7 S. Proc., Pt. 3, 1957 Sess., p. 1641. In the
committee hearing on House Bill No. 383, attorney Joseph Cooney
similarly remarked: "The probate judges will tell you that they
are practically forced to approve adoptions because of the
situation that has intervened since the [unauthorized] placement in
cases where they would not originally have approved the placement."
(Emphasis added.) Conn. Joint Standing Committee Hearings, Public
Welfare and Humane Institutions, 1957 Sess., p. 198. "[I]t is now
well settled that testimony before legislative committees may be
considered in determining the particular problem or issue that the
legislature sought to address by the legislation. . . . This is
because legislation is a purposive act . . . and, therefore,
identifying the particular problem that the legislature sought to
resolve helps to identify the purpose or purposes for which the
legislature used the language in question." (Internal quotation
marks omitted.) Ferrigno v. Cromwell Development Associates, 244
Conn. 189, 197, 708 A.2d 1371 (1998); United Illuminating Co. v.
New Haven, 240 Conn. 422, 450, 692 A.2d 742 (1997). Both Cooney's
remarks and those of Senator Finney indicate that the placement
requirement was intended to prevent situations in which the Probate
Court judge felt compelled, despite some reservations, to approve
an adoption because the child already had been assimilated into the
proposed adoptive home. Those remarks, therefore, clearly indicate
that the placement requirement was intended to apply in cases in
which the Probate Court already had authority to approve the
adoption and that it was not intended to serve as an alternate
basis for Probate Court jurisdiction over an adoption application.
Public Act 73-156, § 12, subsequently amended the placement
requirement to provide: "Except in the case of (1) a child sought
to be adopted by a stepparent or blood relative . . . or (2) a
child received by the proposed adopting parent from an agency
outside this state with the written consent of the welfare
commissioner, no application shall be accepted by the [P]robate
[C]ourt unless the child sought to be adopted has been placed for
adoption by said commissioner after being committed to [the
commissioner] or after [the commissioner] has been made statutory
parent of such child or by an agency licensed by said commissioner
. . . ." (Emphasis added.) Thus, P.A. 73-156, § 12, referred to the
appointment of a statutory parent as a predicate to placement for
adoption by the commissioner, clearly indicating that the
legislature did not intend the phrase "placed for adoption" to mean
"given in adoption by a statutory parent" and that, therefore, the
requirement that a child be placed for adoption by the commissioner
or a child-placing agency is distinct from the requirement that a
statutory parent, i.e., the commissioner or a child-placing agency,
give the child in adoption by written agreement.
The legislative history of P.A. 74-164 is further instructive
of the legislature's intent regarding the placement requirement.
Section 10 of P.A. 74-164 amended the requirement to provide: "No
application for the adoption of a minor child not related to the
adopting parents shall be accepted by the court of probate unless
the child sought to be adopted has been placed for adoption by the
welfare commissioner or a child-placing agency, and such placement
for adoption has been approved by the welfare commissioner or a
child-placing agency. . . ."See footnote 27 During the judiciary committee
hearing on House Bill No. 5735, which ultimately was enacted as
P.A. 74-164, Judge Knierim stated: "As far as stepparent adoptions
are concerned, this proposal makes them very simple, no outside
agency will be involved"; Conn. Joint Standing Committee Hearings,
Judiciary, 1974 Sess., p. 198; indicating that the exception to the
placement requirement for "application[s] for the adoption of a
minor child [related] to the adoptive parents"; (emphasis added);
was intended to apply not only to blood relative adoptions but also
to stepparent adoptions.See footnote 28 During that same hearing Judge Knierim
further remarked that the placement requirement was needed because
"we found out that . . . people were bringing children into
Connecticut and then pressuring agencies to agree to become
statutory parents even though the agency had not placed the child
or studied the home." (Emphasis added.) Id., p. 201. Thus, the
legislative history of P.A. 74-164 also indicates that the
placement requirement was intended to apply only to statutory
parent adoptions and not to stepparent or blood relative adoptions,
and that the placement requirement was intended to serve as an
addition to the existing limitation of Probate Court jurisdiction
to adoption applications supported by an authorized written
agreement of adoption, i.e., a statutory parent, stepparent or
blood relative adoption agreement, rather than as an alternate
basis for Probate Court jurisdiction over an adoption application.
Taking into consideration the language, genealogy and
legislative history of the relevant adoption statutes, and our
prior interpretations of those statutes, we conclude, therefore,
that prior to the establishment of the board in 1975, the adoption
statutes gave the Probate Court jurisdiction over only three
categories of adoption agreements: statutory parent adoption
agreements; stepparent adoption agreements; and blood relative
adoption agreements. See General Statutes (Rev. to 1975) § 45-61i.See footnote 29 Moreover, the adoption statutes required that, except in
cases of adoptions supported by a stepparent or blood relative
adoption agreement, appointment of a statutory parent take place
prior to the institution of the actual adoption proceeding. See
General Statutes (Rev. to 1975) § 45-63.See footnote 30 Finally, adoption
applications supported by a statutory parent agreement, but not
adoption applications supported by a stepparent or blood relative
agreement, were subject to an additional jurisdictional requirement
that the child have been placed in the proposed adoptive home by
the commissioner or by a child-placing agency. General Statutes
(Rev. to 1975) § 45-63.See footnote 31
3
We next consider the legislative history of § 45a-764, the
statutory provision that addresses the relevant powers and
responsibilities of the board. Public Acts 1975, No. 75-163 (P.A.
75-163), §§ 1 and 2, provides in relevant part: "Section 1. (NEW)
There is established an adoption review board which shall consist
of the commissioner of the department of children and youth
servicesSee footnote 32 or his designee and the [P]robate [C]ourt administrator
or his designee and an officer of a child placing agency . . . .
Sec. 2. (NEW) Notwithstanding the provisions of section 45-63 of
the general statutes, the adoption review board may, upon
application, notice and hearing as hereinafter provided, for cause
shown that it is in the best interest of the minor child, waive the
requirement that such minor child be placed by the commissioner of
the department of children and youth services or a child placing
agency. Any judge of probate who has had presented to him an
application for adoption which may not proceed because the child
has not been so placed may apply in writing to the adoption review
board for a waiver of such requirement. . . . [T]he board may deny
the application or approve the application in which case the
chairman shall notify the court of probate that the adoption may
proceed and that the requirement of placement by the commissioner
of the department of children and youth services or a child placing
agency is waived. . . . No such waiver shall be granted if it is
determined by the board that the adoption proceeding would violate
the public policy of the state against the obtaining of children by
illegal means for adoption purposes. . . ." (Emphasis added.) See
General Statutes (Rev. to 1977) §§ 45-69c and 45-69d.See footnote 33
Public Act 75-163, § 4, provides in relevant part: "Section
45-63 of the general statutes is repealed and the following is
substituted in lieu thereof: Each adoption matter shall be
instituted by filing an application in a court of probate, together
with the written agreement of adoption . . . . No application for
the adoption of a minor child not related to the adopting parents
shall be accepted by the court of probate unless the child sought
to be adopted has been placed for adoption by the commissioner of
the department of children and youth services or a child-placing
agency except as provided by section 2 of this act, and such
placement for adoption has been approved by said commissioner or a
child-placing agency. . . ."See footnote 34 (Emphasis added.) See General
Statutes (Rev. to 1977) § 45-63. As shown by the cross-reference
from § 4 to § 2 of P.A. 75-163, the fact that the legislature
amended § 45-63 to include a reference to waiver, pursuant to § 2,
of the placement requirement but not to include a reference to a
waiver of the jurisdictional requirement that an adoption
application be supported by an authorized written agreement of
adoption, strongly suggests that the legislature intended that P.A.
75-163 provide the board authority to waive only the requirement
that the child be placed for adoption by the commissioner or by a
child-placing agency, and not to waive the jurisdictional
requirement that an adoption application be supported by a
statutory parent, stepparent or blood relative adoption agreement.
The legislative history of P.A. 75-163 also indicates that the
legislature intended that the authority of the board be limited to
waiver of the placement requirement. During the committee hearing
on Senate Bill No. 1071, which ultimately was enacted as P.A. 75-163, Judge Knierim explained: "Our new Adoption Law has worked
remarkably well . . . it's been in operation since May 10 of [1974]
and really there are no major problems except the one that this
bill deals with. The law requires, as I said before, that a child,
other than in a [stepparent] or in a relative adoption . . . must
have been placed by an agency or by the Welfare Commissioner."
(Emphasis added.) Conn. Joint Standing Committee Hearings,
Judiciary, Pt. 1, 1975 Sess., p. 426. "As a result of the new
adoption law, there are children living in homes where it is
technically impossible to proceed with an adoption. Unless the
child was actually placed in that home by either the Welfare
Commissioner or a licensed agency or an approved agency, an
adoption may not proceed under the new adoption law." (Emphasis
added.) Id., p. 20; see also 18 H.R. Proc., Pt. 5, 1975 Sess., p.
2385, remarks of Representative James T. Healey ("[T]here are a
small number of meritorious cases where the child, in fact, was not
placed either by the Commissioner or by a child-[placing] agency.
And up until now we have had no way whatsoever of dealing with that
particular situation." [Emphasis added.]).
We conclude, therefore, that the legislature intended that the
board have authority to waive the requirement that a statutory
parent adoption application not be accepted by the Probate Court
unless the child has been placed in the proposed adoptive home by
the commissioner or a child-placing agency, and that the
legislature did not intend that the board have authority to waive
the requirement that an adoption application be accompanied by a
statutory parent, stepparent or blood relative adoption
agreement.See footnote 35
To summarize, we conclude that: (1) § 45a-727 (a) (1) limits
the jurisdiction of the Probate Court to adoption applications that
are accompanied by a written adoption agreement authorized by
§ 45a-724 (a); (2) the only adoption agreements authorized by
§ 45a-724 (a) are statutory parent agreements, stepparent
agreements and blood relative agreements; (3) under § 45a-727 (a)
(1), appointment of a statutory parent is a condition precedent to
the initiation of a statutory parent adoption proceeding; (4)
§ 45a-727 (a) (3) limits the jurisdiction of the Probate Court by
prohibiting it from accepting statutory parent adoption
applications unless the child has been "placed for adoption" by the
commissioner or a placement agency; (5) § 45a-764 provides the
board authority to waive the placement requirement of § 45a-727 (a)
(3) but not the requirement of § 45a-724 (a) that, except in
stepparent and blood relative adoptions, an adoption application
must be accompanied by a statutory parent adoption agreement.
4
Despite our determination that the placement requirement
applies only to statutory parent adoption agreements and that the
board has jurisdiction to waive only this placement requirement,
the plaintiffs nevertheless claim that § 45a-764 provides the board
authority to waive the placement requirement of § 45a-727 (a) (3)
even when, at the time the waiver application is submitted to the
board, there is no underlying statutory parent adoption agreement
pursuant to § 45a-724 (a) (1).
We have concluded that the placement requirement was intended
to apply to statutory parent adoption agreements pursuant to § 45a-724 (a) (1), but not to stepparent and blood relative adoption
agreements pursuant to § 45a-724 (a) (2) and (3). Thus, a waiver
of the placement requirement is required for statutory parent
adoptions in which the child was not placed in the proposed
adoptive home by the commissioner or a child-placing agency, but a
waiver is not required in stepparent or blood relative adoptions in
which the child has not been so placed. We must determine,
therefore, whether the plaintiffs' adoption agreement constitutes
either a statutory parent, a stepparent or a blood relative
adoption agreement within the meaning of § 45a-724 (a).
Section 45a-724 (a) (1) provides that, subject to the approval
of the Probate Court, a statutory parent appointed under the
provisions of § 17a-112, § 45a-717 or § 45a-718 may give a child in
adoption to any adult person. "Statutory parent" is defined as
"the commissioner of children and families or the child-placing
agency appointed by the court for the purpose of giving a minor
child or minor children in adoption . . . ." General Statutes
§ 45a-707 (f). It is undisputed that neither Anne nor Malinda is
Baby Z.'s statutory parent. Consequently, the plaintiffs' adoption
agreement does not constitute a statutory parent agreement within
the meaning of § 45a-724 (a) (1).See footnote 36
Section 45a-724 (a) (2) provides in relevant part that subject
to Probate Court approval, the sole legal parent of a minor child
"may agree in writing with his or her spouse that the spouse shall
adopt or join in the adoption of the child . . . ." (Emphasis
added.) Although it is undisputed that Anne is Baby Z.'s sole
legal parent, there is no claim that Malinda is Anne's legal
spouse. Moreover, we see nothing in the language or legislative
history of § 45a-724 (a) (2) to suggest that the legislature
intended that the term "spouse" in § 45a-724 (a) (2) apply to
persons who are not legally married to the child's sole legal
parent. Prior to 1980, the stepparent provision of the adoption
statutes was specifically limited to adoption agreements between
the child's sole legal parent and "the person with whom re-marriage
shall be solemnized"; General Statutes (1888 Rev.) § 473; General
Statutes (1902 Rev.) § 235; see General Statutes (1918 Rev.)
§ 4880; General Statutes (1930 Rev.) § 4812; General Statutes (Cum.
Sup. 1935) § 1581c; "the person with whom such marriage or
remarriage is contracted"; General Statutes (Sup. 1943) § 651g;
General Statutes (1949 Rev.) § 6868; or "the person to whom they
are married." (Emphasis added.) General Statutes (Rev. to 1975)
§ 45-61i; General Statutes (Rev. to 1979) § 45-61i.
Public Acts 1980, No. 80-476 (P.A. 80-476), which was entitled
"An Act Implementing the Law Revision Commission's Technical
Revision of the Probate Laws"; (emphasis added); amended General
Statutes (Rev. to 1979) § 45-61i to remove the term "person to whom
they are married" and to provide instead that a child's sole legal
parent "may agree in writing with his or her spouse that the spouse
shall adopt or join in the adoption of the child . . . ." (Emphasis
added.) See General Statutes (Rev. to 1981) § 45-61i (a) (2). The
raised committee version of Senate Bill No. 664, the bill
ultimately enacted as P.A. 80-476, provides: "STATEMENT OF PURPOSE:
To technically revise Title 45 of the [G]eneral [S]tatutes by
simplifying and clarifying statutory language, improving statute
readability, removing redundant and obsolete language, and ensuring
that internal references are current and correct." (Emphasis
added.) Thus, taken together with the legislative history of P.A.
80-476, the language of § 45a-724 (a) (2) clearly indicates that
the legislature intended that the word "spouse" in § 45a-724 (a)
(2) mean "person to whom they are married" and that the legislature
intended that the stepparent exception permit a child's sole legal
parent to give the child in adoption only to a person who is that
parent's legal spouse.
We recognize that § 45a-706, which was enacted as part of P.A.
73-156, provides that § 45a-724 "shall be liberally construed in
the best interests of any child for whom a petition has been filed
under said sections." Nevertheless, we are not persuaded that the
legislative mandate that § 45a-724 be "liberally construed in the
best interests of any child" was intended to permit the stepparent
exception of § 45a-724 (a) (2) to authorize a parent to give a
child in adoption to a person who is not the parent's legal spouse.
Although P.A. 73-156, § 3, excepted blood relative adoptions from
the placement requirement, as we have stated earlier, the act did
not except such adoptions from the requirement that the child be
given in adoption by a statutory parent. Consequently, in 1974,
the legislature felt it necessary to amend the adoption statutes to
include an additional specific exception to the statutory parent
requirement for blood relative adoptions. See P.A. 74-164, § 9;
Conn. Joint Standing Committee Hearings, Judiciary, 1974 Sess., pp.
194_95, remarks of Judge Knierim. Thus, the legislative history of
§ 45a-724 (a) indicates that the mandate of § 45a-706 that § 45a-724 be liberally construed was not intended to broaden the
stepparent exception of § 45a-724 (a) (2) to include an otherwise
unauthorized adoption agreement. We therefore conclude that the
plaintiffs' adoption agreement does not constitute a stepparent
adoption agreement within the meaning of § 45a-724 (a) (2).
Finally, § 45a-724 (a) (3) provides that subject to Probate
Court approval, a guardian of the person of a minor may give a
child in adoption to "a blood relative descended from a common
ancestor not more than three generations removed from the child .
. . ." Although it is undisputed that Anne is the sole guardian of
the person of Baby Z., there is no claim that Malinda is a blood
relative of Baby Z. We conclude, therefore, that the plaintiffs'
adoption agreement also does not meet the requirements of § 45a-724
(a) (3).
The plaintiffs, moreover, do not contend that their adoption
application is a statutory parent adoption application. Instead,
they maintain that § 45a-764 provides the board jurisdiction to
consider not only waiver applications that are supported by an
underlying statutory parent adoption agreement pursuant to § 45a-724 (a) (1), but also waiver applications that are supported by
adoption agreements that are not authorized by § 45a-724 (a). The
plaintiffs further maintain that upon the board's granting a waiver
of the placement requirement, the Probate Court will have the
authority to transform their unauthorized adoption agreement into
a statutory parent agreement. The board, however, maintains that
§ 45a-764 provides the board with authority to consider only waiver
applications that are submitted to the board in connection with a
statutory parent adoption agreement pursuant to § 45a-724 (a) (1)
and to consider those applications with a view toward waiving only
the placement requirement and not the statutory parent requirement.
We agree with the board.
We preface our analysis of this question by again noting that
"[a]dministrative agencies [such as the board] are tribunals of
limited jurisdiction and their jurisdiction is dependent entirely
upon the validity of the statutes vesting them with power and they
cannot confer jurisdiction upon themselves." (Internal quotation
marks omitted.) Hunnihan v. Mattatuck Mfg. Co., supra, 243 Conn.
443_44; Castro v. Viera, supra, 207 Conn. 428. Section 45a-764
provides in relevant part: "(a) [T]he Adoption Review Board may,
upon application . . . as hereinafter provided . . . waive the
requirement that the minor child be placed by the commissioner of
children and families or a child-placing agency. (b) Any judge of
probate who has had presented to him an application for adoption
which may not proceed because the child has not been so placed may
apply in writing to the Adoption Review Board for a waiver of such
requirement. . . ." (Emphasis added.) Thus, § 45a-764 authorizes
the board to consider only waiver applications that cannot proceed
because the placement requirement of § 45a-727 (a) (3) has not been
satisfied. In cases in which the Probate Court lacks jurisdiction
over an adoption application because the application is not
supported by a written adoption agreement pursuant to § 45a-724
(a), however, the adoption cannot proceed regardless of whether the
child was placed in the proposed adoptive home by the commissioner
or by a child-placing agency. Consequently, in cases such as this,
it cannot be argued plausibly that the adoption may not proceed
only because the placement requirement of § 45a-727 (a) (3) has not
been satisfied. That is because, even if the placement requirement
were waived, there would be no statutory parent adoption agreement,
and the board cannot waive that requirement.
Moreover, we reiterate that, like administrative agencies such
as the board, "[o]ur courts of probate have a limited jurisdiction
and can exercise only such powers as are conferred on them by
statute. . . . They have jurisdiction only when the facts exist on
which the legislature has conditioned the exercise of their power."
(Internal quotation marks omitted.) Castro v. Viera, supra, 207
Conn. 428; Killen v. Klebanoff, supra, 140 Conn. 115; Palmer v.
Reeves, supra, 120 Conn. 408_409. "`[A] court which exercises a
limited and statutory jurisdiction is without jurisdiction to act
unless it does so under the precise circumstances and in the manner
particularly prescribed by the enabling legislation.'" Marcus'
Appeal from Probate, supra, 199 Conn. 528_29; Heiser v. Morgan
Guaranty Trust Co., supra, 150 Conn. 565.
We have concluded that § 45a-727 (a) (1) limits the
jurisdiction of the Probate Court to adoption proceedings that are
instituted by the filing of an adoption application that is
accompanied by a written adoption agreement authorized by § 45a-724
(a), and that § 45a-727 (a) (3) further limits the Probate Court's
jurisdiction by prohibiting the court from accepting statutory
parent adoption applications unless the child has been "placed for
adoption" by the commissioner or a child-placing agency. We have
also concluded that pursuant to § 45a-724 (a), appointment of a
statutory parent is a condition precedent to the institution of a
statutory parent adoption proceeding. Moreover, although § 45a-724
(b) specifically authorizes the Probate Court, under certain
circumstances, to terminate parental rights as part of a stepparent
and blood relative adoption proceeding,See footnote 37 we see nothing in the
language or legislative history of any of the other adoption
statutes to indicate that the legislature intended those statutes
to give the Probate Court the authority to terminate parental
rights and appoint a statutory parent for a child as part of a
statutory parent adoption proceeding. We further conclude,
therefore, that the Probate Court lacks jurisdiction to terminate
parental rights and appoint a statutory parent as part of a
statutory parent adoption proceeding. Consequently, the Probate
Court does not have authority to transform an unauthorized adoption
application into a statutory parent adoption application after the
adoption proceeding has been instituted.
Thus, even if, despite the language and legislative history of
the relevant adoption statutes, the placement requirement somehow
were applicable to adoption applications that are not supported by
a statutory parent adoption agreement and § 45a-764 somehow were to
afford the board authority to waive the placement requirement in
such cases, the Probate Court, upon the receipt of such waiver,
would nonetheless lack jurisdiction over the adoption application
because of the absence of a supporting statutory parent, stepparent
or blood relative adoption agreement pursuant to § 45a-724 (a).
Consequently, in effect, the plaintiffs urge us to construe the
adoption statutes to provide the board authority to grant, after
providing notice and a hearing, a meaningless waiver of the
placement requirement of § 45a-727 (a) (3). "If there are two
possible interpretations of a statute, [however] we will adopt the
more reasonable construction over one that is unreasonable. State
v. Uretek, Inc., 207 Conn. 706, 719, 543 A.2d 709 (1988); State v.
Parmalee, 197 Conn. 158, 165, 496 A.2d 186 (1985). We presume that
the legislature had a purpose for each sentence, clause or phrase
in a legislative enactment, and that it did not intend to enact
meaningless provisions. Zichichi v. Middlesex Memorial Hospital,
204 Conn. 399, 407, 528 A.2d 805 (1987)." (Internal quotation marks
omitted.) Hall v. Gilbert & Bennett Mfg. Co., 241 Conn. 282, 303,
695 A.2d 1051 (1997); Turner v. Turner, 219 Conn. 703, 713, 595
A.2d 297 (1991). We conclude, therefore, that the placement
requirement of § 45a-727 (a) (3) does not apply to adoption
applications that are not supported by a statutory parent adoption
agreement pursuant to § 45a-724 (a) (1), and that § 45a-764 does
not give the board authority to consider an application for a
waiver of the placement requirement if the underlying adoption
application is not supported by a statutory parent adoption
agreement. Because the plaintiffs' adoption application was not
accompanied by such an agreement, we further conclude that the
board lacked jurisdiction to consider the waiver application
submitted to the board by the Probate Court in connection with the
plaintiffs' adoption application.
C
The plaintiffs have attempted to raise various constitutional
arguments as alternate grounds for affirmance of the judgment of
the Superior Court, Handy, J., sustaining their administrative
appeal from the board's denial of their waiver application. In
effect, however, the plaintiffs are not challenging the
constitutionality of § 45a-764, the statutory provision at issue in
this appeal. Instead, they are contending that denial of their
adoption application constitutes a deprivation of their
constitutional rights, and Baby Z.'s constitutional rights, to due
process and equal protection. In the plaintiffs' appeal to the
Superior Court from the judgment of the Probate Court denying their
adoption application, the Superior Court, Austin, J., however,
neither granted nor denied the plaintiffs' adoption application.
In re Baby Z., supra, 45 Conn. Sup. 53. Instead, the Superior
Court remanded the case to the Probate Court with direction to
submit a waiver application to the board. Id. The court
specifically determined that it was not necessary to consider the
plaintiffs' constitutional claims regarding denial of their
adoption application because the court was not denying that
application. "It is axiomatic that, except insofar as the
constitution bestows upon this court jurisdiction to hear certain
cases . . . the subject matter jurisdiction of the Appellate Court
and of this court is governed by statute." (Citation omitted;
internal quotation marks omitted.) Ruggiero v. Fuessenich, 237
Conn. 339, 344, 676 A.2d 1367 (1996); see Grieco v. Zoning
Commission, 226 Conn. 230, 231_32, 627 A.2d 432 (1993). "It is
equally axiomatic that, except insofar as the legislature has
specifically provided for an interlocutory appeal or other form of
interlocutory appellate review . . . [our] appellate jurisdiction
is limited to final judgments of the trial court. General Statutes
§ 52-263 . . . ." (Citation omitted; internal quotation marks
omitted.) Ruggiero v. Fuessenich, supra, 344_35; Waterbury Teachers
Assn. v. Freedom of Information Commission, 230 Conn. 441, 447, 645
A.2d 978 (1994). General Statutes § 52-263 provides in relevant
part: "Upon the trial of all matters of fact in any cause or
action in the Superior Court, whether to the court or jury, or
before any judge thereof when the jurisdiction of any action or
proceeding is vested in him, if either party is aggrieved by the
decision of the court or judge upon any question or questions of
law arising in the trial . . . he may appeal to the court having
jurisdiction from the final judgment of the court or of such judge
. . . ." (Emphasis added.) Because the plaintiffs' constitutional
claims do not challenge the constitutionality of § 45a-764, the
statute at issue in this appeal, but instead challenge the
constitutionality of a future order, rather than a final judgment,
of the Superior Court, we conclude that those claims cannot be
raised in this appeal. Instead, such claims must be raised in
further proceedings before the Superior Court pursuant to their
original probate appeal or in any subsequent appeal taken from a
final judgment of that court denying their adoption application.
We recognize that all of the child care experts involved in
this case have concluded that the proposed adoption would be in
Baby Z.'s best interest. Because of the statutory nature of our
adoption system, however, policy determinations as to what
jurisdictional limitations apply are for the legislature, not the
judiciary, to make. Doe v. Doe, supra, 244 Conn. 443_44;
Remkiewicz v. Remkiewicz, 180 Conn. 114, 120, 429 A.2d 833 (1980);
see also Dowling v. Slotnik, 244 Conn. 781, 811, ___ A.2d ___
(1998); Discuillo v. Stone & Webster, 242 Conn. 570, 577, 698 A.2d
873 (1997). Thus, even though the plaintiffs have presented a
factual record that may warrant sympathetic consideration of their
adoption application, their petition cannot transcend the
jurisdictional limits of the adoption statutes. See Discuillo v.
Stone & Webster, supra, 577; Kinney v. State, supra, 213 Conn. 58.
The members of our legislature, as elected representatives of the
people, have the power and responsibility to establish the
requirements for adoption in this state. The courts simply cannot
play that role. See In the Interest of Angel Lace M., 184 Wis. 2d
492, 517_18, 516 N.W.2d 678 (1994).
D
In conclusion, we note that, rhetoric aside, the dissent's
arguments do not hold water. First, § 45a-764 does not provide
that the board "may . . . for cause shown that it is in the best
interests of the minor child, waive" any and all requirements set
forth in the adoption statutes as the dissent impliedly asserts.
Rather, § 45a-764 provides only that the board may "waive the
requirement that the minor child be placed by the commissioner . .
. or a child-placing agency. . . ." (Emphasis added.) Because the
phrase "requirement that the minor child be placed by the
commissioner . . . or a child-placing agency" circumscribes and
defines the board's jurisdiction, our construction of that phrase
cannot ignore the clearly stated legislative intent. Placement by
the commissioner or a child-placing agency, therefore, is all that
the board is authorized to waive.
Second, the dissent argues in part II of its opinion that the
cases cited as support for our conclusion that the best interests
of the child may not transcend the jurisdictional limitations of
the statute, a proposition to which the dissent claims to
subscribe, are inapposite. Perhaps because § 45a-764 is not
included in the legislative mandate that certain adoption statutes
be liberally construed in the best interests of the child; see
General Statutes § 45a-706; the dissent maintains that a liberal
construction of § 45a-764 is in order because § 45a-764 is a
remedial statute. It is immaterial, however, whether a liberal
construction is mandated by statute or by the judicial rule that
remedial statutes, such as those at issue in the cited workers'
compensation cases, are subject to liberal construction. In either
situation, the statute at issue is construed liberally in order to
effectuate the intent of the legislature. Thus, regardless of
whether the mandate that an adoption statute be construed liberally
is found explicitly in a statutory provision or is inferred from
the statute's remedial purpose, our liberal construction of the
statutory terms may not contravene the expressed intent of the
legislature.
Third, the mere fact that it is possible to construct a
convoluted argument to justify an inference that the word "given"
can be substituted for the word "placed" in § 45a-764 (a) does not
provide a legitimate basis for this court to construe the word
"placed" in § 45a-764 as being interchangeable with the word
"given." Even when liberally construing a statute, we cannot
properly stretch the statutory language to encompass a meaning that
outstrips the expressed intent of the legislature. The legislative
history of the adoption statutes is replete with compelling
evidence that § 45a-764 was intended to permit waiver of only the
placement requirement of § 45a-727 (a) and not to serve as a
vehicle for waiver of the requirement under § 45a-724 (a) that a
statutory parent institute the legal process by which a child is
given in adoption. Consequently, there is no principled basis for
construing the phrase "the requirement that the minor child be
placed by the commissioner . . . or a child-placing agency" in
§ 45a-764 (a) to meet the requirement in § 45a-724 (a) that the
child be given in adoption by the commissioner or a child-placing
agency that has been appointed by the court to represent the child.
Moreover, the plaintiffs themselves in their brief have
acknowledged the distinction between a child being "`placed' in the
potential adoptive home" and the child being "given" in adoption by
a statutory parent pursuant to § 45a-724 (a).
Fourth, we unequivocally reject the dissent's argument that
the statutory language plainly indicates that § 45a-764 (a)
provides the board with authority to waive not only the requirement
under § 45a-727 (a) that the child be placed in the prospective
adoptive home by the commissioner or a child-placing agency but
also the requirement under § 45a-724 (a) that the child be given in
adoption by a statutory parent. To the contrary, the plain
language of § 45a-764 (f) directs that upon a granting of a waiver
by the board, the Probate Court shall include in the adoption
decree a finding that the placement requirement of § 45a-727 has
been waived -- clearly indicating that the legislature intended
that the board's waiver authority be limited to the placement
requirement of § 45a-727. Moreover, the dissent is patently
incorrect in its assumption that the composition of the board set
forth in General Statutes § 45a-763 (a) indicates that "no
additional quantum of protection" could result from adherence to
the requirement that a child be given in adoption by a statutory
parent. Pursuant to § 45a-727 (b), the statutory parent is required
to perform an investigation and report to the Probate Court such
facts as may be relevant to the court's determination regarding
whether the proposed adoption would be in the best interests of the
child. The dissent assumes, but provides no authority to support,
the proposition that § 45a-764 gives the board authority to order
a social worker to conduct an investigation of a proposed adoptive
home. The dissent also unfairly denigrates the vital roles that the
Probate Court and statutory parents play in statutory parent
adoptions by asserting that in cases in which no waiver of the
statutory parent requirement is sought, the Probate Court cannot
provide the child "analogous protection safeguards" and by
mischaracterizing statutory parent requirements as "paperwork,"
"filing a few papers" and "trivial detail" "a piddling
technicality" and "clerical."
Fifth, the dissent's use of linguistic sleight of hand in part
II B of its opinion to demonstrate that § 45a-764 was intended to
mean that the board may waive not only the placement requirement,
but also the statutory parent requirement, cannot withstand close
scrutiny. In order to reach that interpretation, the dissent argues
that the phrase "requirement that the . . . child be placed by the
commissioner . . . or a child-placing agency" in § 45a-764
incorporates the definition of statutory parent. A statutory
parent, however, is defined as "the commissioner . . . or the
child-placing agency appointed by the court for the purpose of
giving a minor child . . . in adoption . . . ." (Emphasis added.)
General Statutes § 45a-707 (f). If § 45a-764 were to incorporate
the definition of statutory parent, therefore, the phrase
"requirement that the minor child be placed by the commissioner .
. . or a child-placing agency" in § 45a-764 would mean a
requirement that the minor child be placed by the commissioner or
a child-placing agency appointed by the court. The dissent ignores
the impact of incorporating the additional language of § 45a-707
(f) into § 45a-764, perhaps because, under its construction, that
same phrase "commissioner . . . or a child-placing agency" in
§ 45a-727 (a) also would mean "statutory parent," and therefore
§ 45a-727 (a) would mandate that the commissioner or a child-placing agency be appointed a child's statutory parent prior to the
child being placed physically in a prospective adoptive home -- a
narrow construction that is unsupported by the language,
legislative history or past applications of § 45a-727 (a). Thus,
in concluding that it "can conceive of no clearer way to permit a
waiver of the requirement of a statutory parent" than by
authorizing the board in § 45a-764 to waive the requirement that a
minor child be placed by "the commissioner . . . or a child-placing agency," the dissent completely disregards the significance
of the fact that the legislature employed the words "commissioner
. . . or a child-placing agency" instead of "statutory parent" in
§ 45a-764. Certainly, if the legislature had intended to refer to
the child's statutory parent in § 45a-764, it could have made its
intention clear by actually using the term "statutory parent."
Sixth, the dissent's reliance; see part II B of the dissenting
opinion; on the definition of "placed for adoption" contained in
§ 45a-728-2 (h) of the Regulations of Connecticut State Agencies is
misplaced. The definition on which the dissent relies applies to
§§ 45a-728-1 through 45a-728-10 of the regulations, which in turn
address the statutory placement mandate found in §§ 45a-728 and
45a-727 (a). "Placed for adoption" is defined in the regulation as
"the act of giving . . . physical possession of a child . . . to
the prospective adoptive parent(s)"; (emphasis added); clearly
referring to the process by which physical possession of the child
is transferred to prospective adoptive parents, rather than to the
legal procedure by which a child is given in adoption by a
statutory parent. Thus, when taken in context, the word "giving"
in the definition relied upon by the dissent undercuts, rather than
supports, its argument that the term "placed by the commissioner .
. . or a child-placing agency" in § 45a-764 means given in adoption
by a statutory parent pursuant to § 45a-724 (a). Moreover, we
reiterate once again that although "[o]rdinarily, this court
affords deference to the construction of a statute applied by the
administrative agency empowered by law to carry out the statute's
purposes. . . . [W]hen a state agency's determination of a question
of law has not previously been subject to judicial scrutiny . . .
the agency is not entitled to special deference." (Citations
omitted; emphasis added.) Dept. of Administrative Services v.
Employees' Review Board, supra, 226 Conn. 678_79.
Seventh, in part II C of its opinion, the dissent, in its
efforts to convert Malinda into a "spouse," sets forth reasons for
the legislature's use of the word "spouse" in § 45a-724.
Interestingly, the dissent provides not one citation to legislative
history to support its observations regarding the legislature's
rationale. Moreover, the dissent completely ignores legislative
history that unequivocally indicates that word "spouse" was
included in § 45a-724 pursuant to technical, rather than
substantive, amendments to the adoption statutes and, therefore,
continues to mean "spouse" as traditionally defined.See footnote 38 We
reiterate that in liberally construing a statute, we may not
properly violate clearly expressed legislative intent.
Eighth, the dissent's criticism, in part IV of its opinion,
that we have resorted to a "hypertechnical eighteenth century
analysis that has no place in the jurisprudence of the twenty-first
century" is unjustified. Even if the extensive legislative history
predating the 1973 revision to the adoption statutes is put aside,
the legislative history of the 1973 revision and subsequent
revisions to the statutes still is replete with compelling evidence
that § 45a-764 was not intended to provide the adoption review
board with jurisdiction to waive the statutory parent requirement
of § 45a-724 (a). See parts II B 2 and 3 of this opinion. In
fact, as enacted in 1973, the adoption statutes excepted blood
relative adoptions from the placement requirement but did not
except such adoptions from the statutory parent requirement. See
P.A. 73-156, §§ 10 and 12. Consequently, in 1974, the legislature
found it necessary to amend the statutory parent requirement to
include an additional exception for blood relative adoptions. See
P.A. 74-164. That is indisputable evidence that the placement
requirement is an entity separate and distinct from the statutory
parent requirement. If the two requirements were intended to be
synonymous, there would have been no need for the legislature to
except blood relative adoptions from the statutory parent
requirement because such adoptions already would have been excepted
from the placement requirement. Thus, the legislative genealogy of
the exceptions to the statutory parent requirement of § 45a-724 (a)
fatally undercuts the dissent's argument that the board's authority
to waive the placement requirement of § 45a-727 (a) includes
authority to waive the statutory parent requirement of § 45a-724
(a). The plain language of § 45a-764 (f), moreover, provides that
upon the granting of a waiver by the board, the Probate Court shall
include in the adoption decree a finding that the placement
requirement of § 45a-727 has been waived. Surely, if the
legislature had intended § 45a-764 to provide the board authority
to waive not only the placement requirement, but also the separate
and distinct statutory parent requirement of § 45a-724 (a), the
legislature would have directed the Probate Court in § 45a-764 (f)
also to include in its decree a finding that the statutory parent
requirement of § 45a-724 (a) has been waived.
Last, the dissent takes liberties with the legislative history
of § 45a-764, substituting the words "statutory parent" for the
words "commissioner" and "agency" at will. Thus, the dissent
reasons circularly, assuming its desired conclusion and then using
that assumption as support for its conclusion. In our view, the
dissent has not pointed to a single excerpt of legislative history
that, when read in its original form and in context, supports the
dissent's arguments, nor did our careful and thorough review of
that history, both distant and recent, uncover any such support.
The judgment of the Superior Court, Handy, J., dismissing the
plaintiffs' probate appeal from the decision of the board is
affirmed; the judgment of the Superior Court, Handy, J., sustaining
the plaintiffs' administrative appeal from the board's denial of a
waiver of the placement requirement of § 45a-727 (a) (3) is
reversed, and the case is remanded to the Superior Court sitting as
a court of probate for further proceedings according to law.See footnote 39
In this opinion BORDEN, NORCOTT, KATZ, PALMER and MCDONALD,
Js., concurred.
Footnote: 1General Statutes § 45a-744 provides in relevant part: "It
is the policy of the state of Connecticut . . . to protect the
right to privacy of all parties to . . . adoption proceedings . .
. ." In accordance with that policy, the real names of the
parties involved in these appeals are not disclosed.
Footnote: 2The parental rights of Baby Z.'s sperm donor father
subsequently were terminated by the Probate Court for the
district of Groton on April 6, 1993. In re Baby Z., supra, 45
Conn. Sup. 34 n.1.
Footnote: 3Unless otherwise indicated, all references hereafter in
this opinion to General Statutes §§ 45a-706 through 45a-764 are
to the General Statutes as revised to 1995, which incorporate
amendments to those statutes that became effective July 1, 1993,
and, therefore, are applicable to the plaintiffs' adoption
application.
Footnote: 4General Statutes § 45a-186 (a) provides in relevant part:
"Any person aggrieved by any order, denial or decree of a court
of probate in any matter, unless otherwise specially provided by
law, may appeal therefrom to the Superior Court in accordance
with subsection (b) of this section. . . ."
Footnote: 5"When entertaining an appeal from an order or decree of a
Probate Court, the Superior Court takes the place of and sits as
the court of probate." Kerin v. Stangle, 209 Conn. 260, 264, 550
A.2d 1069 (1988); Satti v. Rago, 186 Conn. 360, 365, 441 A.2d 615
(1982). "In ruling on a probate appeal, the Superior Court
exercises the powers, not of a constitutional court of general or
common law jurisdiction, but of a Probate Court." Kerin v.
Stangle, supra, 264; Slattery v. Woodin, 90 Conn. 48, 50_51, 96
A. 178 (1915).
Footnote: 6Specifically, the plaintiffs maintained that: (1) the
proposed adoption was in Baby Z.'s best interests; In re Baby Z.,
supra, 45 Conn. Sup. 37; (2) the adoption statutes must be
liberally construed in the best interests of the child; id.; (3)
the proposed adoption could proceed as a blood relative adoption;
id., 37_38; (4) the proposed adoption could also proceed through
referral to the adoption review board; id.; (5) the proposed
adoption could proceed as a stepparent adoption; id., 38; (6)
denial of the adoption would raise "serious constitutional
problems"; id.; and (7) denial of the proposed adoption "would be
inconsistent with the growing trend emerging in other states . .
. [to allow] adoptions under similar circumstances." Id.
Footnote: 7"Statutory parent" is defined as "the commissioner of
children and families or the child-placing agency appointed by
the court for the purpose of giving a minor child or minor
children in adoption . . . ." General Statutes § 45a-707 (f).
Footnote: 8General Statutes § 45a-724 provides: "(a) The following
persons may give a child in adoption:
"(1) A statutory parent appointed under the provisions of
section 17a-112, section 45a-717 or section 45a-718 may, by
written agreement, subject to the approval of the court of
probate as provided in section 45a-727, give in adoption to any
adult person any minor child of whom he is the statutory parent;
provided, if the child has attained the age of twelve, the child
shall consent to the agreement.
"(2) Subject to the approval of the court of probate as
provided in section 45a-727, any parent of a minor child may
agree in writing with his or her spouse that the spouse shall
adopt or join in the adoption of the child; if that parent is (A)
the surviving parent if the other parent has died; (B) the mother
of a child born out of wedlock, provided that if there is a
putative father who has been notified under the provisions of
section 45a-716, the rights of the putative father have been
terminated; (C) a former single person who adopted a child and
thereafter married; or (D) the sole guardian of the person of the
child, if the other parent's parental rights have been terminated
or the other parent has been removed as guardian of the person
before October 1, 1973.
"(3) Subject to the approval of the court of probate as
provided in section 45a-727, the guardian or guardians of the
person of any minor child who is free for adoption in accordance
with section 45a-725 may agree in writing with a blood relative
descended from a common ancestor not more than three generations
removed from the child that the blood relative shall adopt the
child. For the purposes of this subsection `blood relative' shall
include, but not be limited to, the father of an illegitimate
child who has been adjudged by a court of competent jurisdiction
to be the father of the child, or who has acknowledged his
paternity under the provisions of section 46b-172a, with further
blood relationship to the child determined through the father.
"(b) If all parties consent to the adoption under
subdivisions (2) and (3) of subsection (a) of this section, then
the application to be filed under section 45a-727 shall be
combined with the consent termination of parental rights to be
filed under section 45a-717. An application made under
subdivisions (2) and (3) of subsection (a) of this section shall
not be granted in the case of any child who has attained the age
of twelve without the child's consent."
Footnote: 9General Statutes § 45a-764 provides: "Powers of Adoption
Review Board. Notice and hearing. (a) Notwithstanding the
provisions of section 45a-727, the Adoption Review Board may,
upon application, notice and hearing as hereinafter provided, for
cause shown that it is in the best interests of the minor child,
waive the requirement that the minor child be placed by the
commissioner of children and families or a child-placing agency.
"(b) Any judge of probate who has had presented to him an
application for adoption which may not proceed because the child
has not been so placed may apply in writing to the Adoption
Review Board for a waiver of such requirement.
"(c) Upon receipt of the application, the chairman of the
board shall set a time and place for a hearing and cause notice
to be sent by registered or certified mail to the judge of
probate and to all parties entitled to notice in the adoption
proceeding.
"(d) The hearing shall be held not less than ten days nor
more than thirty days after the receipt of the application. The
parties entitled to notice shall be given notice at least ten
days prior to the hearing.
"(e) Any party to the adoption proceedings shall have the
right to present such evidence as is deemed necessary and
relevant to the board. After hearing the evidence the board may
deny the application or approve the application in which case the
chairman shall notify the court of probate that the adoption may
proceed and that the requirement of placement by the commissioner
of children and families or a child-placing agency is waived.
"(f) If the court of probate thereafter grants the adoption
application, there shall be included in the decree a finding that
the placement requirements of section 45a-727 have been waived by
the Adoption Review Board.
"(g) No such waiver may be granted if the board determines
that the adoption proceeding would violate the public policy of
the state against the obtaining of children by illegal means for
adoption purposes."
Footnote: 10The plaintiffs did not appeal from the judgment of the
Superior Court regarding the court's conclusion that their
adoption application did not fall within any of the three
categories of adoption applications authorized by § 45a-724 (a).
See part II B of this opinion.
Footnote: 11General Statutes § 4-183 (a) provides: "A person who has
exhausted all administrative remedies available within the agency
and who is aggrieved by a final decision may appeal to the
Superior Court as provided in this section. The filing of a
petition for reconsideration is not a prerequisite to the filing
of such an appeal."
Footnote: 12The plaintiffs also argued that: (1) the decision of the
board "[flew] in the face of a national trend toward allowing
unmarried couples to adopt each other's children"; In re Baby Z.,
supra, Docket No. CV960110941S, 7_8; (2) the board improperly had
considered certain evidence; and (3) the board improperly had
failed to overrule the appointment by the Probate Court of a
guardian ad litem for Baby Z. The Superior Court did not address
the plaintiffs' additional claims. Id., 8 n.4.
Footnote: 13General Statutes § 4-166 provides in relevant part: "(1)
`Agency' means each state board, commission, department or
officer authorized by law to make regulations or to determine
contested cases, but does not include either house or any
committee of the General Assembly, the courts, the Council on
Probate Judicial Conduct, the Governor, Lieutenant Governor or
Attorney General, or town or regional boards of education, or
automobile dispute settlement panels established pursuant to
section 42-181;
"(2) `Contested case' means a proceeding, including but not
restricted to rate-making, price fixing and licensing, in which
the legal rights, duties or privileges of a party are required by
statute to be determined by an agency after an opportunity for
hearing or in which a hearing is in fact held, but does not
include proceedings on a petition for a declaratory ruling under
section 4-176 or hearings referred to in section 4-168 . . . ."
Footnote: 14General Statutes § 45a-763 provides: "(a) An Adoption
Review Board is established, to consist of the commissioner of
children and families or his designee, the [P]robate [C]ourt
administrator or his designee, and an officer of a child-placing
agency which is located in the state and licensed by the
commissioner of children and families, who shall be appointed by
the governor to serve for a term of four years from the date of
his appointment.
"(b) Each designee or officer shall be a person who is
familiar with and experienced in adoption procedures, policies
and practices.
"(c) The members of the board shall select a chairman from
among their membership, who shall serve for a term of two years
from his election or until his successor is elected.
"(d) The members of the board shall receive no compensation
for their services as such."
Footnote: 15General Statutes § 45a-727 (a) (3) provides: "An
application for the adoption of a minor child not related to the
adopting parents shall not be accepted by the court of probate
unless the child sought to be adopted has been placed for
adoption by the commissioner of children and families or a child-placing agency, except as provided by section 45a-764, and the
placement for adoption has been approved by the commissioner or a
child-placing agency. The commissioner or a child-placing agency
may place a child in adoption who has been identified or located
by a prospective parent, provided any such placement shall be
made in accordance with regulations promulgated by the
commissioner pursuant to section 45a-728. If any such placement
is not made in accordance with such regulations, the adoption
application shall not be approved by the court of probate."
(Emphasis added.)
Footnote: 16General Statutes § 45a-18 (a) provides: "There shall be a
court of probate in each probate district held by one judge
elected by the electors residing in such district at the state
election in 1974, and every four years thereafter."
Footnote: 17General Statutes § 45a-92 provides in relevant part: "(a)
. . . Each person who is a judge of probate . . . shall file with
the Probate Court Administrator . . . a sworn statement showing
the actual gross receipts and itemized costs of his office and
the net income . . . .
"(c) . . . Each judge of probate . . . shall at the time of
filing such returns pay to the State Treasurer . . . a percentage
of the annual net income from such office based on the following
table . . . ."
Footnote: 18General Statutes § 45a-725 provides: "A minor child shall
be considered free for adoption and the court of probate may
grant an application for the appointment of a statutory parent if
any of the following have occurred: (a) The child has no living
parents; (b) the parents were removed as guardians of the person
before October 1, 1973, in accordance with the provisions of
Connecticut law in effect before October 1, 1973; (c) all
parental rights have been terminated under Connecticut law; (d)
(1) in the case of any child from outside the United States, its
territories or the Commonwealth of Puerto Rico placed for
adoption by the commissioner of children and families or by any
child-placing agency, the petitioner has filed an affidavit that
the child has no living parents or that the child is free for
adoption and that the rights of all parties in connection with
the child have been properly terminated under the laws of the
jurisdiction in which the child was domiciled before being
removed to the state of Connecticut; or (2) in the case of any
child from any of the United States, its territories or the
Commonwealth of Puerto Rico placed by the commissioner of
children and families or a child-placing agency, the petitioner
has filed an affidavit that the child has no living parents or
has filed in court a certified copy of the court decree in which
the rights of all parties in connection with the child have been
terminated under the laws of the jurisdiction in which the child
was domiciled before being removed to the state of Connecticut,
and the child-placing agency obtained guardianship or other court
authority to place the child for adoption. If no such affidavit
or certified decree has been filed, then termination of parental
rights proceedings shall be required in accordance with sections
17a-112, 17a-113, 45a-187, 45a-606, 45a-607, 45a-706 to 45a-709,
inclusive, 45a-715 to 45a-718, inclusive, 45a-724 to 45a-737,
inclusive, 45a-743 to 45a-757, inclusive, and 52-231a."
General Statutes § 45a-726a provides: "Notwithstanding any
provision of sections 4a-60a and 46a-81a to 46a-81p, inclusive,
the commissioner of children and families or a child-placing
agency may consider the sexual orientation of the prospective
adoptive or foster parent or parents when placing a child for
adoption or in foster care, as the case may be. Nothing in this
section shall be deemed to require the commissioner of children
and families or a child-placing agency to place a child for
adoption or in foster care with a prospective adoptive or foster
parent or parents who are homosexual or bisexual."
General Statutes § 45a-727 provides: "(a) (1) Each adoption
matter shall be instituted by filing an application in a court of
probate, together with the written agreement of adoption, in
duplicate. One of the duplicates shall be sent forthwith to the
commissioner of children and families.
"(2) The application shall incorporate a declaration that to
the best of the knowledge and belief of the declarant there is no
other proceeding pending or contemplated in any other court
affecting the custody of the child to be adopted, or if there is
such a proceeding, a statement in detail of the nature of the
proceeding and averring that the proposed adoption would not
conflict with or interfere with the other proceeding. The court
shall not proceed on any application which does not contain such
a declaration. The application shall be signed by one or more of
the parties to the agreement, who may waive notice of any hearing
on it. For the purposes of this declaration, visitation rights
granted by any court shall not be considered as affecting the
custody of the child.
"(3) An application for the adoption of a minor child not
related to the adopting parents shall not be accepted by the
court of probate unless the child sought to be adopted has been
placed for adoption by the commissioner of children and families
or a child-placing agency, except as provided in section 45a-764,
and the placement for adoption has been approved by the
commissioner or a child-placing agency. The commissioner or a
child-placing agency may place a child in adoption who has been
identified or located by a prospective parent, provided any such
placement shall be made in accordance with regulations
promulgated by the commissioner pursuant to section 45a-728. If
any such placement is not made in accordance with such
regulations, the adoption application shall not be approved by
the court of probate.
"(4) The application and the agreement of adoption shall be
filed in the court of probate for the district where the adopting
parent resides or in the district where the main office or any
local office of the statutory parent is located.
"(5) The provisions of section 17a-152, regarding placement
of a child from another state, and section 17a-175, regarding the
interstate compact on the placement of children, shall apply to
adoption placements.
"(b) (1) The court of probate shall request said
commissioner or a child-placing agency to make an investigation
and written report to it, in duplicate, within ninety days from
the receipt of such request. A duplicate of the report shall be
sent forthwith to the commissioner of children and families.
"(2) The report shall be filed with the court of probate
within the ninety-day period. The report shall indicate the
physical and mental status of the child and shall also contain
such facts as may be relevant to determine whether the proposed
adoption will be for the welfare of the child, including the
physical, mental, social and financial condition of the parties
to the agreement and the natural parents of the child, if known.
The report may set forth conclusions as to whether or not the
proposed adoption will be for the welfare of the child.
"(3) The report shall be admissible in evidence subject to
the right of any interested party to require that the person
making it appear as a witness, if available, and subject himself
to examination.
"(4) For any report under this section the court of probate
may assess against the adopting parent or parents a reasonable
fee covering the cost and expenses of making the investigation.
The fee shall be paid to the state or to the child-placing agency
making the investigation and report, as the case may be, provided
the report shall be made within the ninety-day period or other
time set by the court.
"(c) (1) Upon the expiration of the ninety-day period or
upon the receipt of such report, whichever is first, the court of
probate shall set a day for a hearing upon the agreement and
shall give reasonable notice of the hearing to the parties to the
agreement, the commissioner of children and youth services and to
the child, if over twelve years of age.
"(2) At the hearing the court may deny the application,
enter a final decree approving the adoption if it is satisfied
that the adoption is in the best interests of the child or order
a further investigation and written report to be filed, in
duplicate, within whatever period of time it directs. A duplicate
of such report shall be sent to the commissioner. The court may
adjourn the hearing to a day after that fixed for filing the
report. If such report has not been filed with the court within
the specified time, the court may thereupon deny the application
or enter a final decree in the manner provided in this section.
"(3) The court of probate shall not disapprove any adoption
under this section solely because of an adopting parent's marital
status or because of a difference in race, color or religion
between a prospective adopting parent and the child to be adopted
or because the adoption may be subsidized in accordance with the
provisions of section 17a-117.
"(4) The court of probate shall ascertain as far as possible
the date and the place of birth of the child and shall
incorporate such facts in the final decree, a copy of which shall
be sent to the commissioner of children and families."
General Statutes § 45a-730 provides: "(a) Notwithstanding
the provisions of section 45a-727, when the adoption of a minor
child born outside the United States or its territories has been
finalized in a jurisdiction other than the United States or its
territories, and such minor is unable to obtain citizenship in
the United States because the adoptive parents did not personally
see and observe the child prior to or during the adoption
proceedings, a petition for validation of such adoption may be
filed with a court of probate.
"(b) The petition may be made by an adoptive parent or a
duly authorized officer of any child-placing agency.
"(c) The petition shall be filed in the court of probate in
which the petitioner resides or in the district in which the main
office or any local office of the child-placing agency is
located.
"(d) The petition shall be accompanied by an authenticated
and exemplified copy of the adoption unless, upon a showing of
good cause, the court waives such requirement.
"(e) Upon receipt of the petition the court shall hold a
hearing on said petition within forty-five days, and shall order
such notice as it may direct.
"(f) The court may validate the adoption of the minor child
if it finds after hearing that: (1) The adoption of the minor
child born outside the United States or its territories occurred
outside the United States or its territories and (2) United
States Immigration and Naturalization Services refuses to
naturalize said minor because the adoptive parents did not
personally see and observe the child prior to or during the
adoption proceedings, and (3) it is in the best interest of the
minor child.
"(g) Any validation pursuant to a petition filed under this
section shall not be construed to validate an adoption otherwise
invalid in accordance with the law of the place of adoption."
General Statutes § 45a-732 provides: "A married person shall
not adopt a child unless both husband and wife join in the
adoption agreement, except that the court of probate may approve
an adoption agreement by either of them upon finding that there
is sufficient reason why the other should not join in the
agreement."
General Statutes § 45a-733 provides: "(a) Notwithstanding
the provisions of section 45a-727, in the case of a child sought
to be adopted by a stepparent, the court of probate may waive all
requirements of notice to the commissioner of children and
families and shall waive, unless good cause is shown for an
investigation and report, all requirements for investigation and
report by the commissioner of children and families or by a
child-placing agency. Upon receipt of the application and
agreement, the court of probate may set a day for a hearing upon
the agreement and shall give reasonable notice of the hearing to
the parties to the agreement and to the child, if over twelve
years of age.
"(b) At the hearing the court may deny the application,
enter a final decree approving the adoption if it is satisfied
that the adoption is in the best interests of the child, or, for
good cause shown, order an investigation by the commissioner of
children and families or a child-placing agency."
General Statutes § 45a-736 provides: "Any court of probate,
as part of its approval of any agreement of adoption or
declaration of an intention to adopt, may change the name of the
person adopted, as requested by the adopting parent or parents."
General Statutes § 45a-737 provides: "Obliteration of
original name on institutional records, new name substituted.
Upon the request of an adopting parent of a child adopted under
the provisions of section 45a-727, any public or quasi-public
institution, including but not limited to schools and hospitals,
shall obliterate the original family name of an adopted child and
substitute the new name of the child on its records; except that
the person in charge of the records may apply to the court of
probate having jurisdiction over the adoption and show cause why
the name shall not be substituted. The court may grant or deny
the order for the substitution of names as it deems to be in the
best interests of the child."
Footnote: 19It is ironic that to support their claim that the Superior
Court improperly dismissed their probate appeal pursuant to
§ 45a-186 (a), the plaintiffs maintain that § 4-183 (a) does not
provide a right of appeal to the Superior Court from a decision
of the board. In effect, the plaintiffs argue that the Superior
Court improperly sustained their administrative appeal pursuant
to § 4-183 (a). See part II of this opinion.
Footnote: 20Moreover, the board held a hearing on the waiver
application submitted to it in connection with the plaintiffs'
adoption application.
Footnote: 21General Statutes § 45a-706 provides: "The provisions of
sections 17a-91, 17a-112, 17a-148, 45a-606, 45a-706 to 45a-709,
inclusive, 45a-715 to 45a-718, inclusive, 45a-724 to 45a-734,
inclusive, 45a-736, 45a-737 and 52-231a shall be liberally
construed in the best interests of any child for whom a petition
has been filed under said sections."
Footnote: 22See Public Acts 1864, c. LXXXV, § 1, codified at General
Statutes (1866 Rev.) tit. 13, c. IV, § 53.
Footnote: 23See General Statutes (1866 Rev.) tit. 13, c. IV, § 53;
General Statutes (1888 Rev.) § 471; General Statutes (1902 Rev.)
§ 233; General Statutes (1918 Rev.) § 4878; General Statutes
(1930 Rev.) § 4809; General Statutes (Cum. Sup. 1935) § 1580c;
General Statutes (Sup. 1943) §§ 648g and 649g; General Statutes
(Sup. 1947) § 1295i; General Statutes (1949 Rev.) §§ 6866 and
6867; General Statutes (Sup. 1953) § 2195c; General Statutes
(Sup. 1955) § 2904d; General Statutes (1958 Rev.) §§ 45-61 and
45-63; General Statutes (Rev. to 1975) §§ 45-61i and 45-63 (in
1991, transferred in relevant part to §§ 45a-724 [a] and 45a-727
[a] [1], respectively).
Footnote: 24To the extent that a commission's recommendations serve as
a basis for a subsequent statutory enactment, the commission's
report is indicative of legislative intent. See Ensign-Bickford
Realty Corp. v. Zoning Commission, 245 Conn. 257, 272, 715 A.2d
701 (1998); West Hartford Interfaith Coalition, Inc. v. Town
Council, 228 Conn. 498, 510, 636 A.2d 1342 (1994).
Footnote: 25Public Act 73-156, § 9, defines "statutory parent" in
relevant part as "the welfare commissioner or a child-placing
agency licensed by said commissioner . . . ."
Footnote: 26See General Statutes (Rev. to 1975) § 45-61i, transferred
in 1991 to § 45a-724.
Footnote: 27See General Statutes (Rev. to 1975) § 45-63, transferred
in relevant part to § 45a-727 (a) (3) in 1991.
Footnote: 28Moreover, Public Acts 1996, No. 96-130, which was entitled
"An Act Concerning a Technical Revision of the Adoption
Statutes"; (emphasis added); subsequently amended the language of
the placement requirement specifically to provide that the
placement requirement does not apply to either stepparent or
blood relative adoptions. See General Statutes (Rev. to 1997) §
45a-727 (a) (3); see also Conn. Joint Standing Committee
Hearings, Judiciary, Pt. 8, 1996 Sess., p. 2338, testimony of
Judge F. Paul Kurmay, Probate Court administrator ("[t]hese
revisions are technical in nature and are meant to clarify and
simplify the current language"); id., p. 2339, testimony of David
L. Hemond, chief attorney, Connecticut law revision commission
("[t]he proposed revisions are clarifying, stylistic, and
organizational but do not change underlying substantive rights of
the parties").
Footnote: 29In 1991, § 45-61i was transferred to § 45a-724 (a).
Footnote: 30In 1991, § 45-63 was transferred in relevant part to
§ 45a-727 (a) (1).
Footnote: 31In 1991, § 45-63 was transferred in relevant part to
§ 45a-727 (a) (3).
Footnote: 32Public Acts 1993, No. 93-91, amended the adoption statutes
to substitute "commissioner of children and families" for
"commissioner of children and youth services."
Footnote: 33In 1991, §§ 45-69c and 45-69d were transferred to §§ 45a-763 and 45a-764, respectively.
Footnote: 34In 1991, § 45-63 was transferred in relevant part to
§ 45a-727 (a) (1) and (3).
Footnote: 35There have been no further relevant changes to the
adoption statutes. See General Statutes § 45a-724 (a), formerly
§ 45-61i, § 45a-727 (a) (1) and (3), formerly § 45-63, and § 45a-764, formerly, § 45-69d.
Footnote: 36General Statutes §§ 17a-112 and 45a-717 authorize the
appointment of a statutory parent pursuant to a formal petition
for termination of existing parental rights. Because the
plaintiffs seek to preserve rather than terminate Anne's parental
rights, General Statutes § 45a-718 consequently provides the only
possible basis for the appointment of a statutory parent for Baby
Z.
General Statutes § 45a-718 (a), however, provides in
relevant part: "If a child is free for adoption as provided in
section 45a-725, and no appointment of a statutory parent has
been made under section 17a-112 or section 45a-717, the court of
probate shall appoint a statutory parent for the child upon
petition for appointment of a statutory parent . . . ." (Emphasis
added.) Section 45a-725 in turn provides in relevant part that a
child is free for adoption when: (1) the child has no living
parents; (2) the parents were removed as guardians of the person
before October 1, 1973; or (3) all parental rights have been
terminated under Connecticut law. It is undisputed that neither
of the first two conditions set forth in § 45a-725 has been
satisfied in the present case. Baby Z., therefore, cannot be
"free[d] for adoption" as required for the appointment of a
statutory parent pursuant to § 45a-718 without terminating Anne's
parental rights.
Footnote: 37General Statutes § 45a-724 (b) provides: "If all parties
consent to the adoption under subdivisions (2) and (3) of
subsection (a) of this section, then the application to be filed
under section 45a-727 shall be combined with the consent
termination of parental rights to be filed under section 45a-717.
An application made under subdivisions (2) and (3) of subsection
(a) of this section shall not be granted in the case of any child
who has attained the age of twelve without the child's consent."
Footnote: 38Prior to the technical amendment, the stepparent provision
of the adoption statutes was specifically limited to adoption
agreements between the child's sole legal parent and "the person
with whom the re-marriage shall be solemnized" (emphasis added);
General Statutes (1888 Rev.) § 473; General Statutes (1902 Rev.)
§ 235; see General Statutes (1918 Rev.) § 4880; General Statutes
(1930 Rev.) § 4812; General Statutes (Cum. Sup. 1935) § 1581c;
"the person with whom such remarriage or marriage is contracted"
(emphasis added); General Statutes (Sup. 1943) § 651g; General
Statutes (1949 Rev.) § 6868; or "the person to whom they are
married" (emphasis added); General Statutes (Rev. to 1975)
§ 45-61i; General Statutes (Rev. to 1979) § 45-61i.
Footnote: 39General Statutes § 45a-186 (a) provides: "Any person
aggrieved by any order . . . of a court of probate in any matter
. . . may appeal therefrom to the Superior Court . . . ." We
previously have concluded that a person whose constitutionally
protected interests are adversely affected by an order of a court
of probate is aggrieved within the meaning of § 45a-186 (a) and
therefore may appeal from the order to the Superior Court
pursuant to § 45a-186. Erisoty's Appeal from Probate, 216 Conn.
514, 522, 582 A.2d 760 (1990).
MCDONALD, J., concurring. I agree with the majority opinion.
I only add that the legislature clearly has favored stepparent and
blood relative adoptions over those by nonrelatives. In all
adoptions, except where a stepparent adopts, all existing parental
rights must be terminated. In stepparent adoptions, however, if the
spouse has exclusive parental rights, those existing rights need
not be terminated. Also, stepparents and blood relatives may adopt
absent the prior placement of the child by the commissioner of
children and families (commissioner) or a child-placing agency,
which is required for other adoptions.
The plaintiffs imply that, in nonrelative adoptions, the
adoption review board (board) may waive the termination of parental
rights requirement under its authority to waive the requirement
that the child be placed by the commissioner or child-placing
agency. The board, however, cannot waive the placement requirement
in a blood relative adoption since placement is not required for
blood relative adoptions. Consequently, if this court were to
accept the plaintiffs' argument, a blood relative would have to
await a termination of parental rights to adopt while a nonrelative
could apply for a waiver. The legislative preference for blood
relative adoption, therefore, would be reversed in favor of
adoption by an unrelated adoptive parent.
Moreover, if the legislature meant to give the board the
authority to waive the requirement of termination of the biological
parent's rights, it simply could have said so. It did not. If we so
held, we would be creating legislation. I again observe that this
court is not free to create legislation. See Pamela B. v. Ment, 244
Conn. 296, 347, 709 A.2d 1089 (1998) (McDonald, J., dissenting).
The people alone create laws only through those they elect. We
were not appointed to establish adoption and family policy. Those
duties rest with the General Assembly and the governor, the
representatives of the people. See Claremont School District v.
Governor, ___ N.H. ___, 703 A.2d 1353, 1361 (1997) (Horton, J.,
dissenting). Otherwise, we would have no need for the other
branches of government, and the courts, not the people, would be
the supreme political power. The people have not so constituted our
state. Instead, they have provided: "All political power is
inherent in the people, and all free governments are founded on
their authority"; Conn. Const., art. I, § 2; and "[t]he legislative
power of this state shall be vested in two distinct houses or
branches; the one to be styled the senate, the other the house of
representatives, and both together the general assembly." Id., art.
III, § 1.
Accordingly, I concur.
BERDON, J., dissenting. The majority would have us believe
that the only way Malinda could adopt Baby Z. -- the child that she
and Anne, her life partner, brought into this world -- would be for
Anne to terminate all of her legal rights to her biological child.See footnote 1
A reasonable construction of the statutory scheme governing
adoptions in the state of Connecticut does not support this
contention. Moreover, and of fundamental importance, the best
interests and well-being of Baby Z. require that Malinda adopt him
so that the three -- Malinda, Anne and Baby Z. -- can live together
as a family unit with legal ties.See footnote 2 As the amici curiaeSee footnote 3 point out
in support of Malinda's effort to adopt Baby Z., "it is in the
child's best interests to form legally sanctioned bonds with those
functioning in parental roles."
The New York Court of Appeals -- faced with a similar case
wherein a lesbian sought to adopt the biological child of her life
partner -- framed the issue in practical terms: "[We must] decide
if the unmarried partner of a child's biological mother, whether
heterosexual or homosexual, who is raising the child together with
the biological parent, can become the child's second parent by
means of adoption. . . . [W]e answer this question in the
affirmative. To rule otherwise would mean that the thousands of
New York children actually being raised in homes headed by two
unmarried persons could have only one legal parent, not the two who
want them." In the Matter of Jacob, 86 N.Y.2d 651, 656, 660 N.E.2d
397, 636 N.Y.S.2d 716 (1995).
As I shall discuss more fully in this dissent, the majority
reaches its "result driven conclusion"See footnote 4 by ignoring: (1) the plain
language of the relevant statutes; (2) the legislative history
surrounding their enactment; (3) the state's own interpretation of
the statutory scheme; (4) the well settled common-law principle
that remedial statutes must be liberally construed in favor of
those whom they are intended to protect; and (5) the legislative
mandate that certain relevant statutes governing adoption in this
state must be liberally construed in order to promote the best
interests of the child. Moreover, the majority's narrow
interpretation of the relevant statutes creates grave
constitutional infirmities with the statutory scheme regulating
adoptions in the state of Connecticut, and the disingenuous reasons
advanced to justify the refusal to reach these constitutional
issues cannot withstand scrutiny.
Finally, as three members of the majority recently asserted in
a case that also involved the best interests of children, I believe
that my colleagues have "[renounced] this Court's historical
commitment to a conception of the judiciary as a source of
impersonal and reasoned judgments . . . . In essence, [p]ower, not
reason, is the new currency of this Court's . . . decisionmaking."
(Citation omitted; internal quotation marks omitted.) Sheff v.
O'Neill, 238 Conn. 1, 55_56, 678 A.2d 1267 (1996) (Borden, J., with
whom Callahan and Palmer, Js., joined, dissenting).
The decision of the majority tramples upon the constitutional
rights of gay and lesbian parents -- who are not permitted to marry
under Connecticut law -- and heterosexual parents who elect to
remain unmarried.See footnote 5 It does so by resorting to a hypertechnical
eighteenth century analysis that has no place in the jurisprudence
of the twenty-first century. Future generations will look back
upon the majority's decision today with the same opprobrium with
which we regard the draconian absurdities of the early English
common law. Unfortunately, this observation will provide little
solace to young Baby Z., his family, or those who are similarly
situated.
I
I begin with the trial court's emphatic determination that it
had "no doubt . . . that the present adoption would be in Baby Z.'s
best interests."See footnote 6 In re Baby Z., 45 Conn. Sup. 33, 41, 699 A.2d
1065 (1996) (Austin, J.). The Probate Court, the department of
children and families of the state of Connecticut, and Professor
Barbara Nordhaus, an adoption expert from the faculty of the Child
Study Center at the Yale School of Medicine,See footnote 7 all formed the
identical opinion that the proposed adoption is in the best
interests of Baby Z. Id., 43. Having independently reviewed the
record, I am firmly convinced that it is essential for Baby Z.'s
well-being that both of his mothers -- Malinda and Anne -- have a
legal, parental relationship with him. I reach this conclusion on
the basis of the following undisputed facts.
Malinda and Anne have lived together as life partners for more
than ten years. They decided to expand their family, and together
they planned for the birth of their son. In the course of this
planning, Anne and Malinda discussed the profound ways in which
their lives would be forever changed after they had a baby.
Together, they decided that Anne would take maternity leave to
provide primary care for their child and that Malinda would
continue to work to support their family. Id., 35.
Baby Z., who was conceived by artificial insemination,See footnote 8 was
born to Anne on May 10, 1992. Since the time of their son's birth,
Malinda and Anne have shared all of the joys and burdens associated
with bringing a new life into the world, including "all emotional,
financial and other parenting responsibilities . . . ." Id., 34.
Malinda regards Baby Z. as her son, and Baby Z. calls her "Mama."
Id., 36.
The trial court concluded that, "[w]hen it comes to making
decisions regarding Baby Z. and his welfare, that is . . . done
jointly, honestly and, most importantly, in the child's best
interests." Id., 35. It is unchallenged that Malinda has played
an intimate and indispensable role in the conception, care and
rearing of her son, and that she will continue to do so for as long
as she lives. In short, Malinda is Baby Z.'s mother in every sense
but the biological.
Malinda's family also regards Baby Z. as her son. "Malinda's
father testified and gave [the] court a good overview of the love
and support that this family has received from the extended family
on all sides. He indicated that Baby Z. calls him `Grandpa' and
that he often referred to Baby Z. as his first grandchild. In
fact, he stated that he was thrilled by the birth of his first
grandchild, that he enjoys taking Baby Z. on plane rides and that
he enjoys other play activities with the child as well. It was
apparent that Malinda's father was very supportive of his daughter
and as proud of her and Baby Z. as any father or grandfather would
or could be." Id., 36.
Professor Nordhaus testified that Baby Z. would suffer if the
adoption were denied. Id., 33. She explained her conclusion as
follows: "[The goal is to] determin[e] what is best for any given
child. That means what will enhance any given child's capacity to
reach his or her maximum potential in development. And what's
important for kids is security, continuity, affectionate ties. And
that is why in this case . . . what is of primary importance, what
is central here, is [that], by allowing [Baby Z.] to be legally
adopted by [Malinda] we enhance the possibility [that he will reach
his] . . . maximum development potential." (Internal quotation
marks omitted.) Id., 37.
In contrast, "[i]t was [Professor Nordhaus'] experience that
children who were never adopted by the `parents' they lived with
did not develop their optimum potential. They were left with a
feeling of being `unwanted' and thereby were developmentally
deprived." Id., 36.
In short, Professor Nordhaus' expert opinion was that
"[a]doption is really the only permanent way to safeguard the ties
[between Baby Z. and his two mothers]. It's the ideal way; it's
the best way. It's the best thing for [Baby Z.]." (Internal
quotation marks omitted.) Id., 37.
The trial court concluded that allowing Malinda to formalize
her status as the mother of her son would "maximize his potential
for a stable and loving relationship with the two people who want
to be recognized as his parents . . . ." Id., 56_57. Neither
Malinda nor Anne is engaging in this litigation in order to
encourage respect for gays and lesbians or to grind any other
ideological axe. Id., 35 n.4. Instead, Baby Z.'s two mothers seek
only to obtain the benefits of legal adoption within their own
family. Their six year old son's "long term well-being [is their]
paramount concern." Id.
Judge Austin found as a matter of fact that the best interests
of Baby Z. would be promoted by allowing Malinda to formalize her
relationship with her son. The evidence supporting this finding is
overwhelming and, as previously discussed, every person and agency
that has considered the question (including the state of
Connecticut) has reached the same conclusion. Moreover, General
Statutes § 45a-764 (g)See footnote 9 specifically identifies the evil that the
adoption statutes were designed to avoid -- obtaining children by
illegal means through black market adoptions -- and this has
absolutely nothing to do with the present case.See footnote 10 Having reviewed
the plain language of our adoption laws, the legislative history,
and the public policy concerns reflected therein, I am persuaded
that Malinda is not precluded from adopting Baby Z.
II
Under General Statutes § 45a-724,See footnote 11 the following persons may
give a child in adoption, subject to certain limitations: (1) a
statutory parent -- that is, the commissioner of children and
families (commissioner) or a child-placing agency appointed by the
court; (2) a biological or adoptive parent (to his or her spouse);
and (3) the guardian of a child free for adoption (to a blood
relative).
I agree with the trial court that, pursuant to § 45a-764, the
adoption review board (board) may waive the requirement that a
statutory parent give Baby Z. in adoption and thus may authorize
the Probate Court to approve Malinda's adoption of him.
Alternatively, Anne (as a biological mother) may allow Malinda (as
her spouse) to adopt Baby Z. Before analyzing these two procedural
routes in detail, I will first discuss the fundamental requirement
that this court must engage in liberal construction in order to
promote the best interests of Baby Z.
A
Although I am of the opinion that the plain language of § 45a-764 authorizes the board to waive the requirement of a statutory
parent,See footnote 12 it cannot be disputed that a liberal construction of the
relevant statutes permits Malinda to adopt Baby Z. The majority
does not dispute this latter proposition, but rather refuses to
engage in liberal construction for reasons that I can only
characterize as pretextual.
It is a well settled principle of the common law that the
provisions of statutes such as those regulating adoption "should be
construed liberally in favor of those whom [they are] intended to
protect." Dysart Corp. v. Seaboard Surety Co., 240 Conn. 10, 18,
688 A.2d 306 (1997). In addition, the legislature has mandated
that certain statutes relevant to this case "shall be liberally
construed in the best interests of [the] child . . . ." General
Statutes § 45a-706.See footnote 13 Incredibly, the majority disregards both
this well settled common-law principle and this express legislative
mandate.
The majority's feeble argument against liberal construction
cannot withstand scrutiny: it merely asserts that "the best
interests of a child cannot transcend statutorily defined
jurisdictional boundaries." I agree, but this proposition has
absolutely nothing to do with the present appeal. This case is
about construing -- rather than transcending -- the jurisdiction of
the board. In other words, this case does not involve clear
statutory boundaries that we may not transcend. Instead, it is our
duty to determine the jurisdictional boundaries of the board, a
duty that we must exercise by examining the plain language of the
relevant statutes and -- if the plain meaning does not clearly
authorize the proposed adoption -- by liberally construing those
statutes in a way that furthers the best interests of Baby Z.
The majority cannot refute this conclusion. In lieu of
analysis, the majority leapfrogs from the unremarkable premise that
the best interests of the child cannot transcend jurisdictional
boundaries to the preposterous claim that this court need not
engage in liberal construction in order to determine the
limitations of the board's jurisdictional boundaries. In support
of this non sequitur, the majority cites five cases. None of these
cases suggests that we may ignore the dual mandate of liberal
construction. Moreover, three of these cases cited by the majority
involve workers' compensation benefits,See footnote 14 and thus have nothing to
do with adoption.See footnote 15 While the remaining two cases cited by the
majority do pertain to adoption, this court neither discussed nor
engaged in liberal construction in either case.See footnote 16
The majority cites two additional cases, each of which was
decided generations ago. The sixty-eight year old case of
Goshkarian's Appeal, 110 Conn. 463, 471, 473, 148 A. 379 (1930) --
which provides that the statutory scheme governing adoption must be
strictly construed because adoptions were unknown at common law --
can not possibly trump the will of the legislature, which has since
expressly directed this court to liberally construe certain
adoption statutes in the best interests of the child. Furthermore,
it is ridiculous for the majority to rely on the century old case
of Johnson v. Terry, 34 Conn. 259 (1867). It is revealing that the
Johnson court cited as "elementary law" the proposition that "the
father is entitled to the custody and control of his minor
children, even to the exclusion of the mother," simply because he
is a man. Id., 263.
In short, none of the cases cited by the majority justifies
its refusal to engage in liberal construction in this case. In
light of both the common law and the express mandate of the
legislature, this refusal cannot be attributed to anything other
than hostility to the proposed adoption.
I now turn to the two procedural avenues by which the proposed
adoption may proceed -- that is, (1) having the board waive the
requirement of a statutory parent and (2) having Anne, as a
biological mother, give Baby Z. in adoption to Malinda, as her
spouse.
B
Although Baby Z. does not have a statutory parent -- because
Anne is his biological mother and her parental rights have not been
terminatedSee footnote 17 -- the requirement of a statutory parent may be
waived. Pursuant to § 45a-764 (a), the board "may . . . for cause
shown that it is in the best interests of the minor child, waive
the requirement that the minor child be placed by the commissioner
of children and families or a child-placing agency."See footnote 18 This
language incorporates the statutory definition of the term
"statutory parent."See footnote 19 Substituting the term for its definition,
§ 45a-764 (a) authorizes the board to "waive the requirement that
the minor child be placed by [a statutory parent]."
The majority advances the argument that, although the board
may waive the requirement that a statutory parent -- who has
already been appointed -- must be the agent who places a child for
adoption, the board does not possess the authority to waive two
alleged requirements that are not mentioned in the text of § 45a-764: (1) the requirement that a child must have a statutory parent
in order to be eligible for adoption; and (2) the requirement that
a statutory parent must file an application for adoption and a
written agreement. The majority thus implies that Malinda and Anne
cannot obtain joint legal custody of Baby Z. unless three
conditions are first satisfied: (1) Anne must terminate her
parental rights to Baby Z.;See footnote 20 (2) a statutory parent must be
appointed to represent Baby Z.; and (3) that statutory parent must
file certain paperwork with the Probate Court.
The plain language of § 45a-764 (a) does not support the
reading that the majority seeks to impose upon it. The statute
authorizes the board to "waive the requirement that the minor child
be placed by [a statutory parent]." The majority claims that the
legislature implicitly limited this waiver to the requirement that
a statutory parent -- who has already been appointed and filed
certain paperwork -- must place the child. The text of § 45a-764
(a), however, plainly authorizes the board to waive the requirement
that a statutory parent must be appointed.See footnote 21 I can conceive of no
clearer way to permit a waiver of the requirement of a statutory
parent than by authorizing the board to "waive the requirement that
the minor child be placed by [a statutory parent]." General
Statutes § 45a-764 (a). If the legislature had intended to limit
the authority of the board to waiving only the placement
requirement (but not the requirement of a statutory parent) the
statutory language would embody this intention. The text of the
statute that the legislature actually enacted contains no language
that evinces such an intention.
Furthermore, the way in which the legislature structured the
board supplies compelling evidence that the board may waive the
requirement of a statutory parent. Pursuant to General Statutes
§ 45a-763, the board consists of the Probate Court administrator,
the commissioner, and an officer of a child-placing agency located
in the state and licensed by the commissioner.See footnote 22 In other words,
the board consists of (1) a representative of the court that
appoints statutory parents and (2) representatives from both of the
only two offices from which the court may appoint a statutory
parent. Because these potential statutory parents are already
members of the board that must approve a waiver, a child such as
Baby Z. would gain no additional quantum of protection by having
the court appoint one of them as an official statutory parent. In
their capacities as statutory parents, the commissioner or an
officer from a child-placing agency would be required to make the
same determinations that they are already called upon to make as
members of the board. Setting aside labels, the identical entities
are considering the identical issues: whether the proposed
adoption (1) is in the best interests of the child and (2) comports
with the public policy of this state against black market
adoptions.See footnote 23 The evidentiary hearing before the board thus
provides a method by which the commissioner and an officer of a
child-placing agency may elect to waive the requirement that one of
them be appointed as a statutory parent.See footnote 24 To use a concrete
example, it would be foolish for the legislature to provide that
the commissioner could not proceed with a proposed adoption because
-- even though the commissioner is a member of the board reviewing
the merits of the proposed adoption -- he or she has not
technically been appointed as a statutory parent. See, e.g.,
Hartford Electric Light Co. v. Water Resources Commission, 162
Conn. 89, 103, 291 A.2d 721 (1971) ("[w]here a statute is open to
two constructions, one of which would have an absurd consequence,
a legislative intent to attain a rational result may be assumed").
Unlike my colleagues in the majority, I am unwilling to ascribe
foolishness to the drafters of § 45a-764.
In light of the composition of the board, the majority's
notion that the board can waive only the placement requirement
makes no sense. If the board were to waive only the requirement
that a statutory parent must place a child (but not the requirement
that a statutory parent must give a child in adoption) then nothing
would remain for the statutory parent to do, aside from performing
the perfunctory clerical task of filing certain paperwork. The
board -- which consists of representatives from the only two
offices from which a statutory parent may be appointed -- would
already have conducted a rigorous evidentiary hearing. If
necessary, the board could have ordered a social worker to perform
a field investigation and testify before the board. Furthermore,
after a waiver has been granted, the Probate Court retains the
ultimate authority to rule upon the merits of a proposed
adoption,See footnote 25 thus affording yet another layer of protection to
ensure that the best interests of the child are vigorously
protected.
The majority has failed to indicate what substantive task the
members of the board could possibly perform as statutory parents
that they would not already have performed in their capacities as
members of the board. In fact, the procedures associated with a
waiver of the requirement of a statutory parent afford a child more
protection than the procedures associated with having a statutory
parent. In order to grant a waiver, the board must conduct an
evidentiary hearing in order to determine that the proposed
adoption is in the best interests of the child. No analogous
protection safeguards the interests of children who do not seek
waivers from the board.
Setting aside the clerical task of filing a few papers, a
waiver of the placement requirement is indistinguishable from a
waiver of the requirement of a statutory parent. Nevertheless, the
majority proposes that the board may waive the weighty requirement
that a statutory parent must place a child in a good home, but may
not waive the trivial detail that a statutory parent must deliver
some paperwork to the Probate Court. Articulated in these terms,
it becomes starkly apparent that the majority's construction of the
relevant statutes has concocted a paradox: the board may waive a
vitally important requirement -- one that lies at the heart of the
reason why we have statutory parents -- but not a piddling
technicality, the greater but not the lesser. The legislature
could not possibly have intended this absurd result.
Significantly, the majority does not even attempt to make the
argument that the text of § 45a-764 (a) precludes the board from
waiving the requirement of a statutory parent. Instead, the
majority extracts two purportedly unwaivable requirements from two
other statutes. Each of these two statutory provisions is
expressly subject to the legislative mandate of General Statutes
§ 45a-706. Accordingly, each must be "liberally construed in the
best interests of [the] child . . . ." General Statutes § 45a-706;
see In re Bruce R., 234 Conn. 194, 207, 662 A.2d 107 (1995) ("the
mandate of § 45a-706 compels the conclusion that the legislature
intended that the best interest of the child be construed
generously and broadly, rather than strictly and narrowly"). In
addition, both statutes are remedial; accordingly, they would be
subject to liberal construction under the common law, even without
§ 45a-706.See footnote 26 See, e.g., Dysart Corp. v. Seaboard Surety Co.,
supra, 240 Conn. 18. The majority ignores both this legislative
mandate and this well settled common-law principle. I interpret
this silence as a tacit concession by the majority that a liberal
construction of the adoption statutes allows Malinda to adopt Baby
Z.
A liberal construction is one that "expands the meaning of the
statute to meet cases which are clearly within the spirit or reason
of the law . . . provided such an interpretation is not
inconsistent with the language used. It resolves all reasonable
doubts in favor of the applicability of the statute to the
particular case." Black's Law Dictionary (6th Ed. 1990). There is
no question that permitting Malinda to adopt Baby Z. is "within the
spirit . . . of the law." Id. In fact, no one in the course of
this litigation has ever denied that such an adoption would promote
the best interests of the child, which is the sole reason for the
adoption laws. As I shall demonstrate herein, permitting Malinda
to adopt Baby Z. is -- at a bare minimum -- "not inconsistent with
the language" of the relevant statutes.
Viewed through the lens of liberal construction, the
majority's two "unwaivable requirements" dwindle down to nothing.
First, the majority focuses on § 45a-724 (a) (1), which provides
that a statutory parent may "give" a child in adoption. (Emphasis
added.) The majority argues that, because § 45a-764 (a) only
authorizes the board to "waive the requirement that [a] minor child
be placed by [a statutory parent]" (emphasis added), the board
cannot waive the requirement that a statutory parent must give a
child in adoption.
The observation that the words "give" and "place" are
synonymous hardly requires construction at all, let alone a liberal
one. Indeed, the state's own regulations, promulgated by the
department of children and families, define "[p]lace for adoption"
and "placement for adoption" as "the act of giving . . . physical
possession of a child or children to the prospective adoptive
parent(s) . . . ."See footnote 27 (Emphasis added.) Regs., Conn. State Agencies
§ 45a-728-2 (h), promulgated pursuant to General Statutes § 45a-728.See footnote 28 Because "give" and "place" are interchangeable, § 45a-724
(a) falls squarely within the orbit of the waiver provision of
§ 45a-764 (a). In other words, § 45a-724 (a) provides that a
statutory parent is required to place a child, and § 45a-764 (a)
authorizes the board to waive this provision in the best interests
of the child. It is apparent that recognizing the way in which
§§ 45a-724 (a) and 45a-764 (a) dovetail with one another is "not
inconsistent with the language used."See footnote 29 Black's Law Dictionary
(6th Ed. 1990).
Second, the majority focuses upon the requirement of General
Statutes § 45a-727 (a) (1) that "[e]ach adoption matter shall be
instituted by filing an application in a court of probate, together
with the written agreement of adoption . . . ." The majority
claims that these papers must be filed by a statutory parent.
Significantly, the statute does not contain this technicality.
Accordingly, it is of no moment that a statutory parent did not
file the relevant paperwork in this case. Even if the statute did
contain such a technicality, § 45a-764 (a) provides that,
"[n]otwithstanding the provisions of section 45a-727, the [board]
may . . . waive the requirement that the minor child be placed by
[a statutory parent]." (Emphasis added.) The emphasized language
clearly authorizes the board to proceed with an adoption that is
not accompanied by the paperwork referred to in § 45a-727 (a) (1),
let alone accompanied by paperwork filed by a particular individual
or agency.See footnote 30
If there were any doubt about the conclusion that the board
may waive both of the majority's purported "requirements," the
mandate of liberal construction would be sufficient to dispel it.
Baby Z.'s best interests are well represented by his biological
mother; by her life partner; by the Probate Court; and by the
members of the board who must approve the adoption -- the Probate
Court administrator, the commissioner and an officer of a licensed
child-placing agency -- all of whom are "familiar with and
experienced in adoption procedures, policies and practices."
General Statutes § 45a-763 (b). In such a circumstance, it would
be pure formalism to thwart Malinda's adoption of Baby Z. on the
ground that a statutory parent has not been appointed, particularly
since representatives from the only offices from which statutory
parents may be appointed are already members of the board that must
determine whether the proposed adoption is in the best interests of
the child. More importantly, there are grave consequences
associated with the appointment of a statutory parent, including
the requirement that Anne sever all legal rights to her biological
son.See footnote 31 Accordingly, Baby Z.'s best interests would be promoted by
a waiver of the requirement of a statutory parent. Principles of
liberal construction instruct us to "expan[d] the meaning of the
statute" in order to achieve this result; Black's Law Dictionary
(6th Ed. 1990); as I have demonstrated previously herein, such
expansion is hardly necessary in this case.
Three members of today's majority (Callahan, C. J., and
Norcott and Katz, Js.) have recently engaged in liberal
construction pursuant to § 45a-706 in order to promote the best
interests of a child. It is difficult to understand their refusal
to do so in the present case. In In re Bruce R., supra, 234 Conn.
194, Justice Norcott, writing for a unanimous court, functionally
redrafted General Statutes § 45a-717 (f) -- the statute governing
consensual termination of parental rights -- in order to comply
with the mandate of liberal construction contained in § 45a-706.
Although we recognized in that case that "no statute describes the
factors that must be considered" when evaluating the best interests
of the child; id., 205; we held that "the trial court must
consider the financial condition of the parents as one of the
factors in determining the best interest of the child in contested
consensual petitions to terminate parental rights." (Emphasis
added.) Id., 214_15. Our reliance in In re Bruce R. on § 45a-706
to insert a requirement into the statutory framework compels the
less drastic measure of interpreting the board's statutory
authority to permit a waiver of the requirement of a statutory
parent in circumstances such as those presented in this case -- a
waiver that can be made only after the board has conducted an
evidentiary hearing and determined that the adoption is in the best
interests of the child. Significantly, the majority has made no
effort to distinguish In re Bruce R.
The majority claims that, in this case, its hands are tied by
legislative history. The history surrounding the enactment of the
waiver statute, however, supplies further evidence of my view that
the board may waive the requirement of a statutory parent. In
constructing its argument to the contrary, the majority relies upon
two excerpts from the legislative history of § 45a-764, neither of
which addresses the purportedly unwaivable requirements that the
majority has invented. The majority quotes Judge Knierim, who
remarked that, "`[a]s a result of the new adoption law, there are
children living in homes where it is technically impossible to
proceed with an adoption. Unless the child was actually placed .
. . by [a statutory parent], an adoption may not proceed under the
new adoption law.'" (Emphasis altered.) The majority also quotes
a similar observation made by Representative James T. Healey:
"`[T]here are a small number of meritorious cases where the child,
in fact, was not placed [by a statutory parent]. And up until now
we have had no way whatsoever of dealing with that particular
situation.'" (Emphasis in original.) The emphasized language
recites verbatim the wording of § 45a-764, which provides that the
board may "waive the requirement that the minor child be placed by
[a statutory parent]." (Emphasis added.) Accordingly, the only
two portions of legislative history to which the majority has
called our attention suggest that the board may waive the
requirement of a statutory parent, for the reasons discussed above.
My independent review of the record has revealed that
affirmative statements in the legislative history of the waiver
provision support my view. Judge Knierim -- the probate court
administrator who was the architect of the legislation that created
the board -- repeatedly stated in very general terms that he
designed the waiver provision to remedy the inequities created by
the strict requirements of the adoption statutes.See footnote 32 This broadly
articulated intention to avoid unfair results is entirely
consistent with the plain language of § 45a-764, the composition of
the board, and my conclusion that the board possesses the authority
to waive the requirement of a statutory parent. Nowhere does Judge
Knierim (or anyone else) either state or imply anything that
provides even the faintest support for the paradox that the
majority has concocted. Accordingly, there is no reason to believe
that the legislature intended to authorize the board to waive the
placement requirement -- which guts the entire purpose of having a
statutory parent -- but not the requirement that a statutory parent
perform the purely clerical task of filing some paperwork with the
Probate Court.
Other states have endorsed adoptions similar to Malinda's
proposed adoption of Baby Z. The Supreme Court of Vermont has
explained that, "[w]hen social mores change, governing statutes
must be interpreted to allow for those changes in a manner that
does not frustrate the purposes behind their enactment. To deny
the children of same-sex partners . . . the security of a legally
recognized relationship with their second parent serves no
legitimate state interest." In re B.L.V.B., 160 Vt. 368, 375, 628
A.2d 1271 (1993).
As mentioned previously, the New York Court of Appeals has
also held that a lesbian may obtain joint legal custody of the
biological child of her life partner. In the Matter of Jacob,
supra, 86 N.Y.2d 656. The court reached this result by invoking
its "primary loyalty . . . to the statute's legislative purpose --
the child's best interest." Id., 658. The court cogently
explained that the policy concerns justifying the extraordinary
measure of terminating a biological parent's rights when his or her
child is adopted by strangers disappear when the biological parent
is a party to the adoption. When strangers adopt a child, "there
is a need to prevent unwanted intrusion by the child's [biological
family] to promote the stability of the new adoptive family," and
terminating the parental rights of the biological parents furthers
this objective. Id., 665. In the present case, in contrast, Anne
is an integral and indispensable member of the proposed adoptive
family. Because it is absurd to suggest that Anne could "intrude"
into her own family, there is no reason to terminate Anne's
parental rights to her biological son before permitting her and
Malinda to obtain joint legal custody of him. As a trial court in
New York emphasized, termination of parental rights in the
circumstances of this case "would be an absurd outcome which would
nullify the advantage sought by the proposed adoption: the
creation of a legal family unit identical to the actual family
setup." In the Matter of Adoption of Evan, 153 Misc. 2d 844, 848,
583 N.Y.S.2d 997 (1992).
Similar decisions approving of adoptions by lesbian and gay
parents have been rendered across the country. See In re M.M.D.,
662 A.2d 837, 859_61 (D.C. 1995); In re Petition of K.M., 274 Ill.
App. 3d 189, 203_204, 653 N.E.2d 888 (1995) (citing unreported
decisions from other states); Adoption of Tammy, 416 Mass. 205,
216_17, 619 N.E.2d 315 (1993); In the Matter of Adoption of Two
Children By H.N.R., 285 N.J. Super. 1, 6_8, 666 A.2d 535 (1995); In
re B.L.V.B., supra, 160 Vt. 372_74.
The courts of only two states -- WisconsinSee footnote 33 and ColoradoSee footnote 34 -- have rendered contrary decisions. Each of those two courts
expressly declined to consider the best interests of children, an
approach that violates the mandate of § 45a-706 that Connecticut's
adoption statutes "shall be liberally construed in the best
interests of [the] child . . . ."
In sum, the board has jurisdiction to consider Malinda's
petition to adopt her son. Upon such consideration, the board
possesses the authority to waive the requirement of a statutory
parent in order to facilitate the proposed adoption, an adoption
that no one associated with this case has ever denied is in the
best interests of Baby Z.
C
As previously mentioned, there is another statutory route that
Malinda may follow in order to formalize her relationship with her
son. Despite a protracted analysis of the adoption statutes, the
majority pays scant attention to § 45a-724 (a) (2) (B), pursuant to
which the spouse of a biological parent may adopt a child born out
of wedlock. Although the majority "recognize[s] that . . . § 45a-724 `shall be liberally construed in the best interests of [the]
child,'" the majority's three sentence "analysis" of § 45a-724 (a)
(2) (B) is bereft of liberal construction.See footnote 35 More specifically,
the majority makes no effort to liberally construe the word
"spouse" as it appears in that statute.See footnote 36
As a term of art, "spouse" is the label applied to the person
to whom one is legally married. It would be foolish, however, to
suggest that this definition of the word exhausts the rich mine of
its many meanings. Three justices of this court recognized in Doe
v. Doe, 244 Conn. 403, 477_78, 710 A.2d 1297 (1998) (Katz, J., with
whom Berdon and Peters, Js., joined, concurring in part and
dissenting in part), that "[t]he traditional American nuclear
family of a married couple and their own children has been subsumed
by a range of alternatives. See Michaud v. Wawruck, [209 Conn.
407, 415, 551 A.2d 738 (1988)]. . . . `Across the nation, state
courts are reexamining the roles of biological ties and other
relationships in the family. Courts consider those relationships
against a background of new techniques, medical advances, and
evolving life styles.' S. Pollack, `The Art of Judging,' 71 N.Y.U.
L. Rev. 591, 609 (1996); see, e.g., Baehr v. Lewin, 74 Haw. 530,
580, 852 P.2d 44 (1993) (because denial of marriage license to
homosexual couple could constitute sex-based discrimination it must
be reviewed subject to strict scrutiny under state equal protection
clause); Bezio v. Patenaude, 381 Mass. 563, 578, 410 N.E.2d 1207
(1980) (homosexuality does not render mother unfit custodian); In
re Baby M., 109 N.J. 396, 429_44, 537 A.2d 1227 (1988) (surrogacy
contract rejected as conflicting with existing statutes and public
policy of state); In the Matter of Jacob, [supra, 86 N.Y.2d 656]
(unmarried companion, whether male or female, of child's biological
mother can adopt mother's child). `Brush stroke by brush stroke,
state courts are painting a new portrait of the American family.'
S. Pollack, supra, 613." Likewise, the word "spouse" takes on a
more expansive meaning in our changing times. In terms of the ways
in which people structure their lives and conduct their
interpersonal relationships, your spouse is the person with whom
you vow to share your life and raise your family. Although Malinda
does not technically qualify as Anne's spouse under the former
definition, it is clear that she is in fact Anne's spouse under the
latter definition.See footnote 37
Many of the same facts that demonstrate that allowing Malinda
to adopt Baby Z. is in his best interests also demonstrate that
Malinda is in fact Anne's spouse in every sense but the narrow one
that she and Anne are unable to procure a marriage certificate.
Most obviously, Malinda and Anne vowed more than one decade ago to
share their lives together. Like any responsible spouse, Malinda
helped plan for the birth of her son, and she partakes of all the
joys and burdens of motherhood. The members of Malinda's extended
family bestow both love and support upon her union with Anne, thus
treating her as Anne's spouse. The fact that Baby Z. calls Malinda
"Mama" strongly suggests that he regards Malinda as his mother and,
correlatively, as Anne's spouse.
It is important to focus upon the reason why a biological
parent is authorized to give a child in adoption to the person whom
§ 45a-724 identifies as his or her "spouse." The touchstone in any
adoption case is the best interests of the child. In effect,
spousal status serves as a proxy for this touchstone. The fact
that an adoptive parent has legally married a child's biological
parent does not, however, guarantee that the adoptive parent will
nurture the child to the greatest extent possible, or even that the
adoptive parent will neither neglect nor abuse the child. Rather,
the reliance upon spousal status reflects the legislature's belief
that the spouses of biological parents tend to promote the best
interests of their adopted children. This belief has little, if
anything, to do with the legal consequences of marriage. Instead,
it hinges on the simple proposition that the life partners of
biological parents are likely to love and nurture the children of
their mates. In the present case, recognizing that Malinda is in
fact Anne's spouse achieves the result contemplated by § 45a-724 --
that is, the best interests of Baby Z. would be entrusted, in part,
to the life partner of his biological mother.See footnote 38
It is apparent that there are many contexts in which a
generous interpretation of the word "spouse" would be
inappropriate. It is equally apparent, however, that the
legislative mandate to use the tool of liberal construction when
the best interests of a child can be served thereby has singled out
adoption for special treatment. In this context, the best
interests of the child compel us to emphasize the social
connotations of the word "spouse" over the strict, lexicographical
definition. It may well be that some cohabitants -- whether
heterosexual or homosexual -- are not spouses. In the present
case, however, the evidence is abundantly clear that Malinda is in
fact Anne's spouse. Accordingly, Malinda should be allowed to
adopt Baby Z. pursuant to § 45a-724 (a) (2) (B).
III
The majority does not merely ignore the requirement of liberal
construction and read the relevant statutes in a procrustean
fashion in order to deny relief to the plaintiffs; it also refuses
to review the plaintiffs' alternative claim that forbidding Malinda
to formally adopt Baby Z. violates both equal protection and due
process. The majority argues that the plaintiffs' constitutional
claims cannot be raised in this appeal, but, rather, "must be
raised in further proceedings before the Superior Court pursuant to
their original probate appeal or in any subsequent appeal taken
from a final judgment of that court denying their adoption
application." This is incorrect for two reasons. First, while
these issues were not reached by the trial court -- either by Judge
Austin in the original appeal from probate, or by Judge Handy in
the appeal from the board's decision denying the Probate Court's
application, on remand, for a waiver of the statutory parent
requirement -- the constitutional issues were briefed by both the
plaintiffs and the state of Connecticut in both the trial court and
this court. The state, in particular, devoted one half of one
brief submitted to this court to these constitutional arguments.
It is thus a question of law before this court, fully briefed by
both the plaintiffs and the state, whether prohibiting Malinda from
adopting Baby Z. violates the constitutional rights of either the
plaintiffs or their child. Indeed, as the majority acknowledges,
this court granted the plaintiffs' motion "to file a late
preliminary statement of issues in order to raise their
constitutional claims as alternate grounds for affirmance . . . ."
I am unable to comprehend how in the world the majority can
reconcile our decision to allow the plaintiffs to raise their
constitutional issues with its refusal to consider those issues.
Second, the majority's contention misses the mark. Because
statutory construction is informed by the presence of
constitutional infirmities, this court reads statutes "so as to
avoid, rather than to create, constitutional questions." In re
Valerie D., 223 Conn. 492, 534, 613 A.2d 748 (1992). More
specifically, "[i]n choosing between two statutory constructions,
one valid and one constitutionally precarious, we will search for
an effective and constitutional construction that reasonably
accords with the legislature's underlying intent." (Internal
quotation marks omitted.) In re Baby Girl B., 224 Conn. 263, 286,
618 A.2d 1 (1992). By refusing to acknowledge the unconstitutional
consequences of the decision it renders today, the majority
performs an end run around this basic axiom of statutory
construction. Because the majority's construction is
constitutionally "precarious," the court should have recognized
that the legislative intent in this case -- promoting Baby Z.'s
best interests -- compels us to prefer a reasonable construction of
the relevant statutes that facilitates, rather than frustrates, the
proposed adoption.
Because this court granted the plaintiffs permission to raise
their constitutional issues, because these issues were fully
briefed and argued, and because principled statutory construction
requires consideration of these issues, I can only conclude that
the majority purposefully avoids discussing the constitutional
consequences of its decision today in order to deny relief to Baby
Z. and his family. Indeed, by refusing to reach the constitutional
issues, the majority of this court violates the due process rights
of Baby Z., Malinda and Anne.
A
Requiring Anne to terminate her parental rights as the
biological mother of her son in order to promote Baby Z.'s best
interests would violate her due process rights under both the
federal and state constitutions.See footnote 39 The relationship between a
mother and her child is one of the most fundamental liberty
interests protected by the constitution. Castagno v. Wholean, 239
Conn. 336, 342, 684 A.2d 1181 (1996) ("[the] right [of the parents
to determine the care, custody, and control of their children] is
recognized because it reflects a strong tradition founded on the
history and culture of Western civilization, and because the
parental role is now established beyond debate as an enduring
American tradition" [internal quotation marks omitted]). The
United States Supreme Court has emphasized that "[c]hoices about
marriage, family life, and the upbringing of children are among the
associational rights [the] Court has ranked as of basic importance
in our society . . . rights sheltered by the Fourteenth Amendment
against the State's unwarranted usurpation, disregard, or
disrespect." (Citation omitted; internal quotation marks omitted.)
M. L. B. v. S. L. J., 519 U.S. 102, 116, 117 S. Ct. 555, 136 L. Ed.
2d 473 (1996); see Quilloin v. Walcott, 434 U.S. 246, 255, 98 S.
Ct. 549, 54 L. Ed. 2d 511 (1987) ("the relationship between parent
and child is constitutionally protected"). This court has made it
clear that this due process protection of family integrity "is by
no means a tradition limited to respect for the bonds uniting the
members of the nuclear family. Moore v. East Cleveland, 431 U.S.
494, 504, 97 S. Ct. 1932, 52 L. Ed. 2d 531 (1977); and see Michaud
v. Wawruck, [supra, 209 Conn. 415]; In re Theresa S., 196 Conn. 18,
31, 491 A.2d 355 (1985)." (Internal quotation marks omitted.)
Lehrer v. Davis, 214 Conn. 232, 239, 571 A.2d 691 (1990).
The robust protection of family integrity recognized by both
this court and the United States Supreme Court establishes that the
relationship between Baby Z. and his two mothers is of
constitutional magnitude. For this reason, substantive due process
embraces Anne and Malinda's desire to raise Baby Z. in a family
environment that is most likely to promote his best interests.
More specifically, it embraces their desire to raise their son with
two coequal mothers, each of whom is fully recognized in the eyes
of the law. It also precludes the state from conditioning such an
arrangement upon Anne's willingness to terminate all of her
constitutionally protected rights to her biological son.
At the core of the concept of due process is the principle
that "the government may not require a person to give up a
constitutional right in exchange for a discretionary benefit
conferred by the government where the [condition] has little or no
relationship to the [benefit]." Dolan v. Tigard, 512 U.S. 374,
385, 114 S. Ct. 2309, 129 L. Ed. 2d 304 (1994). The benefit sought
in this case, which consists of permitting Malinda to formally
adopt Baby Z., bears no nexus whatsoever to the condition imposed:
requiring Anne to terminate her constitutionally protected
relationship with her biological son before she and her life
partner may be eligible to adopt him. In fact, the condition is
heartbreakingly useless for precisely the same reason that the
benefit is so important: Anne loves her son and wants to do
everything within her power to promote his best interests.
Accordingly, the statutory construction urged by the majority
cannot withstand constitutional scrutiny.See footnote 40
It would be irresponsible to ignore the fact that Baby Z.
will, throughout his life, be victim to the virulent homophobia
that exists in the society into which he was born. It would be
cruel to deny him the protection and the solace associated with
belonging to a family that the law recognizes as valid. It would
be enormously traumatic and degrading for Anne to sacrifice her
legal rights as her son's biological mother in order to protect
him.See footnote 41 For the reasons previously discussed, I am persuaded that
these burdens would also violate due process.
B
The interpretation of the statute advanced by the majority is
also repugnant to the concept of equal protection embodied in both
the United States and Connecticut constitutions. The United States
Supreme Court has emphasized that it is "illogical and unjust" to
punish children based upon the marital status of their parents.
Weber v. Aetna Casualty & Surety Co., 406 U.S. 164, 175, 92 S. Ct.
1400, 31 L. Ed. 2d 768 (1972); see Weidenbacher v. Duclos, 234
Conn. 51, 70, 661 A.2d 988 (1995) ("[s]ociety has come to recognize
that discrimination against [children born out of wedlock] is not
justified" [internal quotation marks omitted]). Because children
"can affect neither their parents' conduct nor their own status";
(internal quotation marks omitted) Plyler v. Doe, 457 U.S. 202,
220, 102 S. Ct. 2382, 72 L. Ed. 2d 786 (1982); "imposing
disabilities on [a child born out of wedlock] is contrary to the
basic concept of our system that legal burdens should bear some
relationship to individual responsibility or wrongdoing." Weber v.
Aetna Casualty & Surety Co., supra, 175. In this case, not even
Anne and Malinda can affect their status, because they cannot marry
under Connecticut law.
It is beyond question that the majority's interpretation of
the statutory scheme inflicts an "illogical and unjust" punishment
on children like Baby Z. for the sole reason that their parents are
not married. According to the majority, unmarried parentsSee footnote 42 must
choose between Scylla and Charybdis; they cannot avoid both. On
the one hand, many unmarried parents will be deterred from
formalizing their relationships with their children because of the
enormous trauma, degradation and uncertainty associated with the
termination of parental rights.See footnote 43 This decision will harm their
children. As previously discussed, Professor Nordhaus testified
that children who are not adopted by their parents "[do] not
develop their optimum potential . . . [and are] left with a feeling
of being `unwanted' and thereby [are] developmentally deprived."
In re Baby Z., supra, 45 Conn. Sup. 36. On the other hand, because
children are extremely sensitive to disturbances in their
households, they will also suffer if their biological parents elect
to endure the pains of termination. Married parents need not
grapple with this Hobson's choice.
In addition, the majority's interpretation discriminates
against Anne because she is not married to Malinda. "[T]he concept
of equal protection [under both the state and federal
constitutions]See footnote 44 has been traditionally viewed as requiring the
uniform treatment of persons standing in the same relation to the
governmental action questioned or challenged. Reynolds v. Sims,
377 U.S. 533, [565] 84 S. Ct. 1362, 12 L. Ed. 2d 506 (1964);
Cleburne v. Cleburne Living Center, Inc., 473 U.S. 432, [440] 105
S. Ct. 3249, 87 L. Ed. 2d 313 (1985); Daily v. New Britain Machine
Co., 200 Conn. 562, 578, 512 A.2d 893 (1986). The equal protection
clause does not require absolute equality or precisely equal
advantages. Ross v. Moffitt, 417 U.S. 600, [612] 94 S. Ct. 2437,
41 L. Ed. 2d 341 (1974); Daily v. New Britain Machine Co., supra,
577_78. Rather, a state may make classifications when enacting or
carrying out legislation, but in order to satisfy the equal
protection clause the classifications made must be based on some
reasonable ground. Ross v. Moffitt, supra, [612]; Magoun v.
Illinois Trust & Savings Bank, 170 U.S. 283, [293] 18 S. Ct. 594,
42 L. Ed. 1037 (1898); Daily v. New Britain Machine Co., supra
[577_78]; State v. Reed, [192 Conn. 520, 531, 473 A.2d 775
(1984)]." (Emphasis added; internal quotation marks omitted.)
State v. Metz, 230 Conn. 400, 423, 645 A.2d 965 (1994).
Requiring Anne to terminate her parental rights to Baby Z.
before permitting the proposed adoption constitutes a denial of
equal protection because it discriminates against an unmarried
biological parent without any grounds whatsoever, let alone the
requisite reasonable grounds.See footnote 45 Under the majority's reading of
the statutory scheme regulating adoptions in Connecticut, Anne may
not share legal custody of her son with her life partner unless she
first endures the enormous trauma, degradation and uncertainty
associated with terminating all of her legal rights to her child.See footnote 46
Married parents, in contrast, do not suffer this disability.
This disparity makes no sense. The evidence is clear that the
best interests of the child, in general, and of Baby Z., in
particular, are promoted when both parents share legal custody.
The absence of a marriage certificate does not alter this fact,
particularly in cases such as this one where the two parents have
so clearly committed their lives to one another and to their child.
Neither the state nor the majority has advanced any justification
for visiting a grave sanction upon an unmarried parent such as
Anne, and for good reason: the classification is wholly
irrational. Accordingly, it violates equal protection.See footnote 47
IV
An enormous amount of ink has been expended on this case. The
complexity of this case, however, is not commensurate with the
length of our writings. The majority's only substantive argument
boils down to the following paradox: the board possesses the
authority to waive every significant aspect of the requirement of
a statutory parent, but it can only exercise this authority if a
child already has a statutory parent. More specifically, the
majority claims that the board may waive the vitally important
duties of a statutory parent, but can not waive the technicality
that a statutory parent perform the perfunctory clerical task of
filing some paperwork with the Probate Court. This is so, the
majority maintains, notwithstanding the fact that waiving the
placement requirement obviates any conceivable need for a statutory
parent, because the board may only grant a waiver if it first
determines -- after conducting an evidentiary hearing -- that the
adoption is in the best interests of the child.
My position is also straightforward, and can be summarized in
a few sentences. It is undisputed that the best interests of Baby
Z. will be promoted if Malinda is permitted to adopt him. The
plain language of the statutory scheme permits this adoption. Even
if this conclusion were incorrect, this court must engage in
liberal construction of the statutory scheme in order to promote
the best interests of Baby Z. Either way, there are two procedural
routes by which the proposed adoption may be accomplished: (1) the
board may waive the requirement of a statutory parent; or (2) Anne
(as a biological mother) may give her son in adoption to Malinda
(as her spouse). The majority's misreading of the plain meaning of
the relevant statutes -- coupled with its refusal to (1) engage in
liberal construction pursuant to the legislative mandate of § 45a-706, (2) acknowledge the well settled common-law rule that remedial
statutes must be liberally construed, or (3) defer to either the
legislative history or the state's own interpretation of the
relevant language -- creates grave violations of both due process
and equal protection, constitutional issues that the majority also
refuses to consider.
In conclusion, I would affirm the trial court's judgment and
remand the case to that court with direction to remand the case to
the board to waive the requirement of a statutory parent in order
to approve Malinda's adoption of Baby Z. pursuant to § 45a-764 (a).
In the alternative, I would remand this case to the trial court
with direction to remand the case to the Probate Court in order to
permit Anne to give Baby Z. in adoption to Malinda, as her spouse,
pursuant to § 45a-724 (a) (2) (B).
Accordingly, I dissent.See footnote 48
Footnotes
Footnote: 1In order to protect their privacy, we refer to the
plaintiffs in this appeal as "Malinda" and "Anne." See footnote
1 of the majority opinion.
Footnote: 2Like other controversies we have recently been called upon
to resolve, "[t]his is a case of first impression for this court,
and it requires us to come to terms with changing family
structures . . . ." Doe v. Doe, 244 Conn. 403, 458, 710 A.2d
1297 (1998) (Katz, J., with whom Berdon and Peters, Js., joined,
concurring in part and dissenting in part).
Footnote: 3The amici curiae are: The National Association of Social
Workers, The Connecticut Counseling Association, The Connecticut
Society for Clinical Social Work, Inc., The Gay and Lesbian
Parents Coalition International, Inc., The Village for Families
and Children, Inc., Julia M. McNamara, Parents, Families and
Friends of Lesbians and Gays, Inc., The Connecticut Women's
Education and Legal Fund, Inc., Children of Lesbians and Gays
Everywhere, Mark Abrahamson, Ph.D., Stephen Wizner, Esq., John
Schowalter, M.D., Joseph B. Warshaw, M.D., A Child Among Us --
The Center for Adoption, Inc., Gay and Lesbian Advocates and
Defenders, The Connecticut Federation of Families for Children's
Mental Health, Connecticut Council on Child And Adolescent
Psychiatry, Inc., Connecticut Voices for Children, Mental Health
Association of Connecticut, Inc., The Connecticut Psychiatric
Society, The Center for Children's Advocacy, Inc., Julian B.
Ferholt, M.D., Reverend Dr. Frederick J. Streets and Kathleen A.
Sullivan.
Footnote: 4Sheff v. O'Neill, 238 Conn. 1, 55, 678 A.2d 1267 (1996)
(Borden, J., with whom Callahan and Palmer, Js., joined,
dissenting).
Footnote: 5The scope of today's holding by the majority goes far
beyond the homosexual community. See footnote 47 of this
dissent. Whether or not the majority realizes it, the court's
judicial redrafting of the adoption laws will prohibit the
heterosexual partner of an unmarried biological parent from
adopting a child through the waiver provision of § 45a-764. This
will deprive a countless number of children of the benefit of
having legal ties to both of their parents, a status that is
contrary to their best interests. See part I of this dissent.
Footnote: 6The plaintiffs initiated this litigation by petitioning the
Probate Court for an adoption order granting Malinda legal
custody of Baby Z. without disturbing Anne's legal relationship
with him as his biological mother. The Probate Court denied the
petition. Upon consideration of the plaintiffs' appeal, the
trial court, Austin, J., agreed with the Probate Court that it
could not approve of the adoption under General Statutes § 45a-724. In re Baby Z., 45 Conn. Sup. 33, 46, 699 A.2d 1065 (1996).
Nevertheless, the trial court concluded that the requirements of
§ 45a-724 could be waived by the adoption review board (board)
pursuant to General Statutes § 45a-764. Id., 47. Accordingly,
the trial court issued the following order: "[T]he appeal is
remanded to the Probate Court with direction to refer the matter
to the [board] . . . . Upon waiver, the Probate Court is further
directed to grant the adoption . . . ." Id., 57.
The board refused to grant the waiver on the ground that it
lacked jurisdiction, and the plaintiffs appealed. On appeal, the
trial court, Handy, J., agreed with Judge Austin that the board
had jurisdiction to grant a waiver. In re Baby Z., Superior
Court, judicial district of New London at Norwich, Docket No.
CV960110941S (September 17, 1997) 20. Accordingly, Judge Handy
ordered that the application be returned to the board for a
waiver determination, then proceed as set forth in Judge Austin's
opinion. Id., 21. The present appeals followed.
Footnote: 7Nordhaus is "a licensed social worker, psychotherapist and
professor in social work at the Yale Child Study Center, which is
the Department of Child Psychiatry at Yale School of Medicine . .
. . The court accepted the proffer of Nordhaus as an expert in
the field of child placement and adoption based upon her
impressive credentials." In re Baby Z., supra, 45 Conn. Sup. 35
n.3.
Footnote: 8The parental rights of the sperm donor were terminated
before the plaintiffs filed the petition for adoption.
Footnote: 9As indicated by the majority in footnote 3 of its opinion,
all references to General Statutes §§ 45a-706 through 45a-764 are
to the 1995 revision.
Footnote: 10For the full text of § 45a-764, see footnote 9 of the
majority opinion.
Footnote: 11For the full text of § 45a-724, see footnote 8 of the
majority opinion.
Footnote: 12See part II B of this dissent.
Footnote: 13General Statutes § 45a-706 provides in relevant part:
"Rule of construction. The provisions of sections . . . 45a-706
to 45a-709, inclusive, 45a-715 to 45a-718, inclusive, 45a-724 to
45a-734, inclusive, 45a-736, 45a-737 and 52-231a shall be
liberally construed in the best interests of any child for whom a
petition has been filed under said sections."
Footnote: 14Discuillo v. Stone & Webster, 242 Conn. 570, 698 A.2d 873
(1997); Kinney v. State, 213 Conn. 54, 566 A.2d 670 (1989); and
Castro v. Viera, 207 Conn. 420, 541 A.2d 1216 (1988).
Footnote: 15Significantly, the statutes regulating workers'
compensation are not governed by a legislative mandate of liberal
construction comparable to that contained in § 45a-706.
Footnote: 16In Doe v. Doe, 244 Conn. 403, 423, 710 A.2d 1297 (1998),
on the same page to which the majority directs our attention, the
court expressly states that "our task in the present case is not
to determine what . . . would be in the child's best interest . .
. ." (Emphasis added.) That, of course, is the precise task
before the court in the present case. Accordingly, Doe is not
pertinent.
Castagno v. Wholean, 239 Conn. 336, 684 A.2d 1181 (1996),
can also be readily distinguished. In Castagno, this court
rejected the argument -- asserted by grandparents who sought
visitation rights -- that "the application of [the relevant
statute] is not limited by any threshold requirements, and that
the sole criterion for application of the statute is the best
interest of the child." Id., 339. In the present case, it is
our duty pursuant to the legislative mandate of § 45a-706 to
interpret threshold requirements by reference to the best
interests of the child. The court prefaced its statutory
construction in Castagno by emphasizing the obligation to adhere
to the "fundamental objective . . . to ascertain and give effect
to the apparent intent of the legislature." (Internal quotation
marks omitted.) Id. In the present case, this duty requires us
to obey the express legislative mandate that we liberally
construe the underlying statutes that define the jurisdiction of
the board in a fashion that promotes the best interests of Baby
Z.
Elsewhere, the majority also cites Killen v. Klebanoff, 140
Conn. 111, 116, 98 A.2d 520 (1953), in which this court declared
an adoption void on the ground that the spouse of the woman to
whom the child was given in adoption did not consent to the
adoption. Because both Anne and Malinda have consented to the
proposed adoption and the parental rights of the sperm donor have
been terminated (see footnote 8 of this dissent), Killen is not
relevant.
Footnote: 17General Statutes § 45a-718 provides in pertinent part that
a statutory parent may be appointed only "[i]f a child is free
for adoption . . . ." Pursuant to General Statutes § 45a-725
(c), Baby Z. cannot be "free for adoption" unless "all parental
rights have been terminated under Connecticut law . . . ." For
the full text of § 45a-725, see footnote 18 of the majority
opinion.
Footnote: 18For the full text of § 45a-764, see footnote 9 of the
majority opinion.
Footnote: 19"Statutory parent" is defined, in General Statutes § 45a-707 (f), as "the commissioner of children and families or [a]
child-placing agency appointed by the court for the purpose of
giving a minor child or minor children in adoption . . . ."
(Emphasis added.) The emphasized portion of this definition is
quoted verbatim in the text of § 45a-764 (a).
Footnote: 20See part III and footnote 39 of this dissent for
discussions of the grave constitutional consequences associated
with the requirement that a statutory parent be appointed in this
case.
Footnote: 21If no statutory parent is necessary, it follows a fortiori
that the application and agreement need not be filed by a
statutory parent.
Footnote: 22General Statutes § 45a-763 provides in pertinent part:
"Adoption Review Board established. (a) An Adoption Review Board
is established, to consist of the commissioner of children and
families or his designee, the probate court administrator or his
designee, and an officer of a child-placing agency which is
located in the state and licensed by the commissioner of children
and families . . . .
"(b) Each designee or officer shall be a person who is
familiar with and experienced in adoption procedures, policies
and practices. . . ."
For the full text of § 45a-763, see footnote 14 of the
majority opinion.
Footnote: 23Pursuant to § 45a-764 (g), a waiver of the statutory
parent requirement may not be granted "if the board determines
that the adoption proceeding would violate the public policy of
the state against the obtaining of children by illegal means for
adoption purposes."
Footnote: 24To be perfectly clear, § 45a-763 (a) provides that the
board consists of "the commissioner of children and families . .
. and an officer of a child-placing agency," and § 45a-764 (a)
authorizes the board to "waive the requirement that the minor
child be placed by the commissioner of children and families or a
child-placing agency."
Footnote: 25Pursuant to § 45a-764 (b), "[a]ny judge of probate who has
had presented to him an application for adoption which may not
proceed because the child has not been . . . placed [by a
statutory parent] may apply in writing to the [board] for a
waiver of such requirement." If the board elects to grant a
waiver, § 45a-764 (e) provides in pertinent part that the
chairperson of the board "shall notify the court of probate that
the adoption may proceed and that the requirement of placement by
[a statutory parent] is waived." The Probate Court then retains
discretion to either grant or deny the proposed adoption.
General Statutes § 45a-764 (f) ("If the court of probate
thereafter grants the adoption application . . . ." [Emphasis
added.]).
Footnote: 26We must liberally construe § 45a-764 as well, for the same
reason.
Footnote: 27General Statutes § 4-170 provides in pertinent part: "(b)
No adoption, amendment or repeal of any regulation . . . shall be
effective until the original of the proposed regulation approved
by the Attorney General . . . [has] been submitted to the
standing legislative regulation review committee . . . .
"(c) The committee shall review all proposed regulations
and, in its discretion . . . may approve [or] disapprove . . .
any such regulation. . . ."
The fact that the legislature has ratified a proposed
regulation "`supports the position that the regulation is
consistent with the general statutory scheme that the regulation
was designed to implement.' Texaco Refining & Marketing Co. v.
Commissioner, 202 Conn. 583, 600, 522 A.2d 771 (1987); see also
Phelps Dodge Copper Products Co. v. Groppo, 204 Conn. 122,
129_30, 527 A.2d 672 (1987); Connecticut Hospital Assn., Inc. v.
Commission on Hospitals & Health Care, 200 Conn. 133, 144, 509
A.2d 1050 (1986)." Caldor, Inc. v. Heslin, 215 Conn. 590, 599,
577 A.2d 1009 (1990), cert. denied, 498 U.S. 1088, 111 S. Ct.
966, 112 L. Ed. 2d 1053 (1991).
Footnote: 28General Statutes § 45a-728 provides in pertinent part:
"[T]he commissioner of children and families shall adopt
regulations . . . concerning adoption placement of children who
have been identified or located by prospective adoptive parents.
. . ."
Footnote: 29Furthermore, nothing in the text of § 45a-724 suggests
that the list of those who may give a child in adoption has
anything at all to do with the jurisdiction of the board.
Accordingly, the absence of a statutory parent in this case does
not preclude the board from reviewing the merits of the proposed
adoption.
Footnote: 30Nothing in the text of § 45a-727 suggests that the filing
of an application and an agreement has anything at all to do with
the jurisdiction of the board.
Footnote: 31The consequences associated with the appointment of a
statutory parent are discussed more fully in footnote 39 and part
III of this dissent.
Footnote: 32Judge Knierim made the following statements: "I know of
specific cases . . . where adoption would be the best thing in
the world for [a] child. . . . [W]hen we have these children who
really should be in the adoption process, who can't be, we have
to find a safety valve someplace." Conn. Joint Standing
Committee Hearings, Judiciary, Pt. 1, 1975 Sess., p. 426.
"[I]njustices have resulted and I propose . . . to set up [the] .
. . board to review these hardship cases. And if it's clear that
[an adoption is] not black market but rather that the
circumstances that brought this child into the home are
justifiable, then we can proceed with an adoption." Id., p. 21.
"I think if the three main groups that are concerned with
adoptions are put together on [the] board . . . to review these
cases on an individual basis just to see where . . . the
requirement should be waived I think we will help a great many
children who are right now in limbo." Id., p. 427.
In his capacity as chief counsel to the joint committee on
the judiciary, Justice Borden remarked that "the legislative
policy . . . [was] . . . simply to get at those isolated hardship
. . . cases where the regular means seem to get in the way."
Id., p. 440.
Finally, Representative Healey explained that, "[i]n the
event that a petition is made to a judge of probate where the
condition precedent of placement by [a statutory parent] has not
been met, then if the judge of probate feels that despite the
fact that this condition has not been met . . . the application
is meritorious, he may refer the application to [the] board [for
a waiver]." 18 H.R. Proc., Pt. 5, 1975 Sess., p. 2386.
Footnote: 33In re Angel Lace M., 184 Wis. 2d 492, 514_16, 516 N.W.2d
678 (1994).
Footnote: 34In re Adoption of T.K.J., 931 P.2d 488, 494 (Colo. App.
1996).
Footnote: 35The majority flatly asserts that "the mandate of § 45a-706
that § 45a-724 be liberally construed was not intended to broaden
the stepparent exception of § 45a-724 (a) (2) to include an
otherwise unauthorized adoption agreement." This begs the
question of whether adoption by Malinda is "authorized" according
to a liberal construction of the word "spouse." It is this
lacuna that I address in this part of my dissent.
Footnote: 36The majority merely explains that the word "spouse" in
§ 45a-724 replaced the more specific terms of art "the person
with whom re-marriage shall be solemnized," "the person with whom
such marriage or remarriage is contracted," and "the person to
whom they are married." I fail to see the import of this
explanation. If anything, the amendment tends to suggest that
the legislature intended to displace the strict meaning of the
terms that it struck from the earlier version of § 45a-724 with
the more expansive connotations of the word "spouse."
Footnote: 37Moreover, I presume that Malinda and Anne would formalize
their marriage if there were enabling legislation.
Footnote: 38As previously discussed, § 45a-724 represents one portion
of a statutory framework erected to advance "the public policy of
the state against the obtaining of children by illegal means for
adoption purposes." General Statutes § 45a-764 (g). Because the
specter of black market adoptions has absolutely nothing to do
with the present case, the liberal construction of the word
"spouse" set out above does not contravene the legislative
intent. Instead, it conforms to the express statutory mandate
that § 45a-724 "shall be liberally construed in the best
interests of [the] child . . . ." General Statutes § 45a-706.
Footnote: 39If Anne were to terminate her rights to her biological
son, the following sequence of events would ensue: (1) a
statutory parent would be appointed; (2) that statutory parent
might elect to place Baby Z. with Anne and Malinda; and (3) if
so, Anne and Malinda might then attain legal status as the
adoptive parents of Baby Z. Although a statutory parent well
might place Baby Z. with Anne and Malinda, this is by no means a
foregone conclusion. It is, however, beyond question that the
procedure I have identified would require Anne to endure the
enormous trauma and degradation of terminating her rights to her
biological son. It is presumably for these reasons that Anne
elected to retain her legal rights as Baby Z.'s mother and endure
this litigation, rather than terminate her rights and place her
hopes and dreams about her family in the discretion of a
potentially homophobic statutory parent, who is authorized by
statute to "consider the sexual orientation of the prospective
adoptive . . . parents when placing a child for adoption . . . ."
General Statutes § 45a-726a.
Footnote: 40Moreover, the state gains nothing by obstructing Malinda's
adoption of her son, whereas the testimony adduced at trial
overwhelmingly demonstrates that Baby Z. will suffer unless the
law recognizes Malinda as his mother.
Footnote: 41See footnote 39 of this dissent.
Footnote: 42I intend the term "unmarried parents" to refer to a
biological parent sharing his or her life with a partner who is
not the other biological parent of the child and to whom the
biological parent is not married. Neither gender nor sexual
orientation is relevant to this definition.
Footnote: 43See footnote 39 of this dissent.
Footnote: 44Article first, § 20, of the constitution of Connecticut,
as amended by article twenty-first of the amendments, provides in
pertinent part: "No person shall be denied the equal protection
of the law nor be subjected to . . . discrimination in the
exercise or enjoyment of his or her civil or political rights
because of religion, race, color, ancestry, national origin, sex
or physical or mental disability."
Footnote: 45This conclusion comports with General Statutes § 45a-727
(c) (3), which provides in part that adoption decrees are not to
be denied "solely because of an adopting parent's marital status
. . . ." At least three of our sister states have also rejected
the proposition that a biological parent's rights must be
terminated before a coparent may adopt. See In re M.M.D., supra,
662 A.2d 859_60; In the Matter of Jacob, supra, 86 N.Y.2d 656; In
re B.L.V.B, supra, 160 Vt. 372_73.
Footnote: 46See footnote 39 of this dissent.
Footnote: 47This equal protection analysis does not depend upon the
fact that Anne's life partner is female. Even if Anne shared her
life with a man who was not Baby Z.'s father, she would not be
permitted to share legal custody of her son with him unless one
of two conditions were first satisfied: either (1) she married
him or (2) she terminated her parental rights to her biological
child. Accordingly, the majority's interpretation of the
statutory scheme violates the equal protection rights of all
biological parents -- irrespective of either gender or sexual
orientation -- who share their lives with partners to whom they
are not married (and who are not the children's other biological
parents).
Nevertheless, it is not insignificant that Malinda is a
woman. Although all unmarried parents may have compelling
reasons for avoiding matrimony, the fact that Anne and Malinda
are both female means that they are prohibited to marry in this
state. For this reason, even if the availability of same-sex
marriage could save the statutory scheme from constitutional
infirmity -- which I cannot believe is true -- marriage is not an
option for Anne and Malinda.
Footnote: 48In a lengthy discussion at the end of its opinion, the
majority struggles to either dodge or deflect the force of my
dissent. I feel that I have addressed adequately the majority's
efforts to poke holes in my arguments. Nevertheless, I will in
the interest of clarity address these claims once again, in the
order in which they have been raised.
First, the majority either misunderstands or misrepresents a
number of the arguments contained in this dissent. I do not, for
example, "impliedly assert" that § 45a-764 "provide[s] that the
board may . . . waive any and all requirements set forth in the
adoption statutes . . . ." (Internal quotation marks omitted.) I
merely assert the following two propositions: (1) § 45a-764
means what it says it does -- the board may waive the requirement
of a statutory parent and (2) when read in conjunction with
§ 45a-764, the language of § 45a-724 underscores this conclusion.
In my view, the plain meaning and legislative history of the
relevant statutes support these conclusions; even if this were
not the case, it is beyond dispute that a liberal construction
compels them.
Second, far from "contraven[ing] the expressed intent of the
legislature," I am merely unwilling to disregard the unambiguous
and unmistakable intent of the legislature by ignoring the
mandate of § 45a-706 that the relevant statutes (i.e., §§ 45a-724
and 45a-727) "shall be liberally construed in the best interests
of [the] child." General Statutes § 45a-706. Furthermore, I am
unable to comprehend how the majority could possibly reconcile
its concession that "remedial statutes . . . are subject to
liberal construction" under the common law with its refusal to
liberally construe § 45a-764. I am, moreover, baffled by the
majority's use of the term "our liberal construction of the
statutory terms . . . ." (Emphasis added.) As I have indicated,
the opinion of the majority is bereft of liberal construction.
Third, I am unable to perceive the "convolut[ion]" required
to support the thesaural observation that the words "give" and
"place" are synonymous. Nor do I comprehend how compliance with
the legislative mandate of liberal construction could possibly
"[outstrip] the expressed intent of the legislature." It is
rather the majority's refusal to engage in liberal construction
that finds "no principled basis . . . ."
The majority accuses me of "stretch[ing] the statutory
language . . . ." As discussed in part II B of this dissent, a
liberal construction requires us to "[expand] the meaning of [a]
statute to meet cases which are clearly within the spirit or
reason of the law . . . ." (Internal quotation marks omitted.)
Accordingly, stretching the language of the adoption statutes
would be authorized, if it were necessary. The majority's tactic
of amputating the statutory language and ignoring the dual
mandate of liberal construction, however, can not be justified by
any principle of law or logic. Because a liberal construction
"expands the meaning of the statute"; Black's Law Dictionary (6th
Ed. 1990); the fact that the plaintiffs acknowledge that the
words "place" and "give" may be used to describe distinct steps
in the adoption process cannot defeat my argument that a liberal
construction of the word "give" as it appears in § 45a-724 places
the requirement of a statutory parent within the orbit of the
waiver provision of § 45a-764.
Fourth, the majority's claim that it is "patently incorrect"
to argue that a child who comes before the board acquires "no
additional quantum of protection" by having a member of that
board appointed as a statutory parent is, itself, patently
incorrect. The majority states that "the statutory parent is
required to perform an investigation and report to the Probate
Court . . . ." The board -- which consists of representatives
from the Probate Court and from the only two agencies from which
a statutory parent may be appointed -- performs its own
investigation, in the form of an extensive evidentiary hearing.
In addition, the board could order a social worker to perform a
field investigation and testify before the board. The majority
has neither denied that the board possesses this inherent
authority nor provided any reason to doubt that it does.
Furthermore, instead of merely reviewing a cold report, the
Probate Court administrator -- in his or her capacity as a member
of the board -- personally evaluates the credibility of the
witnesses who testify at the hearing. For these reasons, a child
such as Baby Z. gains no quantum of protection from the
appointment of a statutory parent.
The majority accuses me of "denigrat[ing] the vital roles"
of the statutory parent and the Probate Court. This claim paints
with too broad a brush. It is my view that a child such as Baby
Z. gains nothing from the appointment of a statutory parent, for
the reasons discussed above. Accordingly, Baby Z. has no need of
a statutory parent, although other children might require the
termination of parental rights that is associated with the
appointment of a statutory parent. Nor does anything that I have
said undermine the role of the Probate Court. As I have
discussed, § 45a-764 (b), (e) and (f) clearly vest ultimate
authority to approve the merits of the proposed adoption in the
Probate Court. See footnote 25 of this dissent. Accordingly, I
have not "denigrate[d]" the prominent role of the Probate Court.
(The majority raises in the fourth paragraph of part II D of its
opinion a point with respect to § 45a-764 (f) that it also raises
in the eighth paragraph of that part. In the interest of
clarity, I consolidate this redundancy by addressing this point
below.)
Fifth, no "linguistic sleight of hand" is required to
support the observation that the plain meaning of § 45a-764
incorporates the definition of a statutory parent. As I have
mentioned, the language of the waiver provision of § 45a-764
quotes verbatim from the definition of a statutory parent
contained in General Statutes § 45a-707 (f). See footnote 19 of
this dissent. Throughout its opinion, the majority appears to
share my understanding of § 45a-764. On at least four separate
occasions, the majority emphasizes that the waiver provision of
§ 45a-764 applies only to statutory parent adoptions.
Nevertheless, in one of its final paragraphs, the majority
suddenly decides that § 45a-764 does not refer to statutory
parent adoptions, but rather refers to entities who could be --
but have not been -- appointed by the court as statutory parents.
The majority's hands are quicker than my eye; I find this abrupt
shift entirely mysterious.
Section 45a-764 (a) provides in part that the board "may . .
. waive the requirement that the minor child be placed by the
commissioner of children and families or a child-placing agency."
The majority strains to make much of the fact that this waiver
provision does not contain four words -- "appointed by the court"
-- that appear in the definition of the term "statutory parent"
set forth in § 45a-707 (f). As a matter of both semantics and
basic grammar, however, the absence of these four words suggests
that § 45a-764 refers to all child-placing agencies and the
commissioner, whether or not an agency or the commissioner has
been appointed by the court as a statutory parent. In the
language of Venn diagrams, the entire universe of child-placing
agencies (plus the commissioner) referred to in § 45a-764 may be
represented by a large circle that contains within it the smaller
circle of those agencies (plus the commissioner) appointed by the
court to serve as statutory parents. Accordingly, it is proper -- for purposes of this case -- to observe that § 45a-764 (a)
provides that the board "may . . . waive the requirement that the
minor child be placed by [a statutory parent]."
Moreover, the majority seems to believe that I want to deny
that § 45a-727 (a) refers to a statutory parent. Of course it
refers to a statutory parent. Section 45a-764 authorizes the
board to waive the requirement of a statutory parent and § 45a-727 (a) (3) cross-references this waiver. More specifically,
§ 45a-727 (a) (3) provides that the Probate Court shall not
accept an application for the adoption of a minor child not
related to the adopting parents unless (1) the child sought to be
adopted has been placed for adoption by a statutory parent, or
(2) the placement requirements of this section have been waived
by the board as provided in § 45a-764. It could not be any
clearer that both §§ 45a-727 and 45a-764 refer to a waiver of the
requirement of a statutory parent.
The majority incorrectly concludes that § 45a-727 (a)
mandates that a statutory parent must be appointed before a child
may be placed with adoptive parents. There is simply no language
in § 45a-727 that supports this contention. As discussed above,
§ 45a-727 (a) requires one of two alternatives: either the child
must be placed by a statutory parent or this requirement must be
waived by the board. General Statutes §§ 45a-727 (a) (3) and
45a-764. Accordingly, placement by a statutory parent is
required only in the absence of a waiver.
Sixth, turning yet again to my observation that the words
"give" and "place" are synonymous, the majority maintains that we
should ignore the regulations promulgated by the department of
children and families to define the terms "[p]lace for adoption"
and "placement for adoption." As discussed in part II B of this
dissent, § 45a-728-2 (h) of the regulations defines the word
"place" as "the act of giving . . . ." As the majority
acknowledges, "`[a]n identical term used in [statutory
provisions] pertaining to the same subject matter should not be
read to have differing meanings unless there is some indication
from the legislature that it intended such a result.'" The
majority has not indicated any legislative history instructing us
to disregard the definition offered by the department of children
and families. Even if my reliance upon the department of children
and families as my lexicographer were misplaced, the majority
does not attempt to deny that the words "give" and "place" are
synonymous, particularly when they are subjected to liberal
construction.
Seventh, the majority does not deny that § 45a-724 (a) (2)
(B) is subject to the express legislative mandate of liberal
construction. Accordingly, it is a contradiction in terms to
assert that the word "spouse" as it is used in that provision
"continues to mean `spouse' as traditionally defined." (Emphasis
added.) By definition, a liberal construction expands the
traditional meanings of words. It hardly "violate[s] clearly
expressed legislative intent" to comply with the legislature's
mandate of liberal construction. Significantly, the majority has
not identified any legislative history that tends to suggest that
any legislator ever expressed -- clearly or obliquely -- that we
should not regard a life partner such as Malinda as the spouse of
a biological mother.
Eighth, the majority's effort to refute my arguments by
recourse to legislative history is unavailing. As a threshold
matter, I want to emphasize that the majority has not identified
one line of legislative debate that tends to suggest that any
legislator ever specifically considered an adoption such as the
one proposed by the Anne and Malinda, let alone specifically
stated that such an adoption must be denied. As I have
demonstrated, the legislative history supports my view that the
board may waive the requirement of a statutory parent. See
footnote 32 of this dissent and the accompanying text. Moreover,
§ 45a-706 expressly mandates that many of the statutes regulating
adoption "shall be liberally construed in the best interests of
[the] child . . . ." The majority ignores this compelling
evidence of the intent of the legislature.
The majority claims that legislative history supports its
contention that the legislature never intended to provide the
board with jurisdiction to waive the statutory parent requirement
of § 45a-724 (a). This claim is incorrect both legally and
factually. As a matter of rudimentary jurisprudential theory,
the inferences that the majority has derived from the legislative
history -- even if they were valid -- could not trump any of the
following: (1) the plain language of § 45a-764; see Rizzo Pool
Co. v. Del Grosso, 240 Conn. 58, 74, 689 A.2d 1097 (1997)
("`[w]hen the language of a statute is plain and unambiguous, we
need look no further than the words themselves because we assume
that the language expresses the legislature's intent'"); (2) the
well settled common-law principle that remedial statutes must be
liberally construed; see, e.g., Dysart Corp. v. Seaboard Surety
Co., supra, 240 Conn. 18; or (3) the legislature's express
mandate that §§ 45a-724 and 45a-727 must be liberally construed.
See General Statutes § 45a-706. In any event, the legislative
history suggests only that, by amending § 45a-724 with respect to
blood relatives, the legislature intended to relieve blood
relatives of the need to go to the board for a waiver of the
requirement of a statutory parent; it does not suggest that the
requirement of a statutory parent cannot be waived. In other
words, the amendment represents a legislative judgment that it is
not necessary to have the board determine that an adoption by a
blood relative (1) is in the best interests of the child, and (2)
is not a black market adoption. This makes sense: more
oversight is required when children are placed with unrelated
persons than when they are placed with blood relatives. In the
latter circumstance, the legislature rightly presumes that
prospective parents love those children to whom they are related
by blood, and that being placed in loving environments promotes
the best interests of children.
Despite the majority's decision to make the identical point
twice in part II D of its opinion, it is not particularly earth-shattering that -- once the board has decided to waive the
requirement of a statutory parent -- § 45a-764 (f) "directs that
. . . the Probate Court shall include in the adoption decree a
finding that the placement requirement of § 45a-727 has been
waived," but does not provide that the decree must include a
finding that the requirement of a statutory parent has been
waived. (Emphasis added.) As discussed above, § 45a-727
requires either a statutory parent or a waiver of the requirement
of a statutory parent contained in § 45a-724. Accordingly, the
legislature had no reason to "[direct] the Probate Court . . . to
include in its decree a finding that the statutory parent
requirement of § 45a-724 (a) has been waived." Because this is
precisely what it means to waive "the placement requirements of
§ 45a-727," it would have been redundant to have required
reference to both §§ 45a-727 and 45a-724.
Lastly, the majority cannot deny that the legislative
history surrounding the enactment of § 45a-764 does not contain
any reference to either of its two purportedly "unwaivable"
requirements. Nor can the majority dispute the fact that Judge
Knierim and others repeatedly stated -- in very general terms --
that the waiver provision was intended to remedy the inequities
created by the strict requirements of the adoption statutes. See
footnote 32 of this dissent and the accompanying text. Instead,
all that the majority can do is attempt to bend a single line of
my argument into a circle. I have explained at length why the
statutory terms "commissioner" and "child-placing agency" may,
for present purposes, be replaced by the term "statutory parent."
For the same reason, the identical substitution may be made in
the legislative history. Even if this argument were circular,
the majority would still have to provide some evidence for its
purported requirements and refute the legislative history that I
have marshaled. The majority has done neither.
Notwithstanding the claims of my colleagues, I have deferred
to the intent of the legislature as that intent has been
expressed in the clear language of § 45a-706: this court must
engage in liberal construction in the best interests of the
child. I find it ironic that the same majority that pays so much
lip service to deferring to legislative intent refuses to engage
in the liberal construction that the legislature has so plainly
required. Presumably, this refusal finds its roots in the
majority's inability to devise a liberal construction of the
relevant statutes that prohibits the proposed adoption.
In In re Bruce R., supra, 234 Conn. 194 -- which involved
heterosexual parents -- the majority functionally redrafted the
relevant statute. In the present case -- which involves lesbian
parents -- the majority has refused to even engage in liberal
construction. The majority fails to account for this radical
disparity on the basis of principle. In a phrase that three
members of the majority have recently used in a different
context, I believe that the court's decision is "result driven."
Sheff v. O'Neill, supra, 238 Conn. 55 (Borden, J., with whom
Callahan and Palmer, Js., joined, dissenting).